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Cyrus Richardson

Chief Compliance Officer at Citigroup Global Markets

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Cyrus Richardson is Chief Compliance Officer of Citigroup Global Markets Inc., a New York investment adviser managing $56B. Cyrus Richardson has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Citigroup Global Markets

Title on Schedule A
Chief Compliance Officer
Control
Cyrus Richardson is a control person of Citigroup Global Markets.
Ownership
An individual ownership band is not available in the source record.
Tenure
Cyrus Richardson has held the filed role since May 2024.

The firm

Citigroup Global Markets Inc.
New York, NY

Form ADV filed 10 September 2026

$56B AUM59,829 clients4,078 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO and Series 79TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 14 · 2013
  4. Passed Series 7, Series 63 and Series 24 · 2008

Registrations and exams

Broker registration; no current adviser registration. Cyrus Richardson has passed 7 qualifying exams.

Examinations

Series 6319 September 2008
Name
Uniform Securities Agent State Law Examination
Series 1422 January 2013
Name
Compliance Officer Examination
Series 2429 December 2008
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 728 April 2008
Name
General Securities Representative Examination

Individual record

Full name
Cyrus Begley Richardson
CRD
5284855
Firm
Citigroup Global Markets Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Cyrus Richardson work?

Cyrus Richardson has been Chief Compliance Officer of Citigroup Global Markets Inc. since May 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 September 2026

Does Cyrus Richardson have a current investment-adviser registration?

Cyrus Richardson has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Cyrus Richardson passed?

Cyrus Richardson has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 14, SIE, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in April 2008.

Source: IAPD individual record, checked 18 October 2026

Leadership at Citigroup Global Markets

Sources

  1. IAPD individual record, CRD 5284855. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Citigroup Global Markets Inc., filed 10 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Cyrus Richardson or Citigroup Global Markets Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.