Keaton Falk has been an investment adviser representative at RIA Advisory Group since July 2024, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Keaton Falk’s longest registration is the current one, 2 years at RIA Advisory Group since 2024. Before joining RIA Advisory Group in 2024, Keaton Falk was registered through Ameritas Advisory Services, LLC.
- RIA Advisory Group, LLCCurrent– present · 2 yearsSioux Falls, SD · Adviser representative · Firm CRD 152566
- Ameritas Advisory Services, LLC– · 1 yearLincoln, NE · Adviser representative · Firm CRD 317245
Investment adviser representative registrations
Keaton Falk is registered as an investment adviser representative in South Dakota, since July 2024.
- South DakotaSince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 9 December 2022 |
| Series 7TO | General Securities Representative Examination | 22 November 2022 |
| SIE | Securities Industry Essentials Examination | 27 September 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 August 2022 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7597777
- Firm
- RIA Advisory Group · CRD 152566
- Office
- 6300 South Old Village place, Suite 100, Sioux Falls, SD 57108
- Registration
- Investment adviser registration
- In the industry since
- August 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Keaton Falk work?
Keaton Falk is an investment adviser representative registered through RIA Advisory Group, LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Keaton Falk a financial advisor?
Yes. Keaton Falk has a current investment-adviser registration in South Dakota, through RIA Advisory Group since July 2024.
How many years of experience does Keaton Falk have?
Keaton Falk has 4 years in the financial industry, since August 2022, across 2 adviser firms.
What exams has Keaton Falk passed?
Keaton Falk has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in August 2022.
Where is Keaton Falk based?
Keaton Falk’s registered office is in Sioux Falls, SD.
Is Keaton Falk registered with FINRA?
No. Keaton Falk has no current broker registration.
How can I verify Keaton Falk’s record?
Search CRD 7597777 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keaton Falk’s full registration record.
