Katrina Welker has been Owner of Irvine Wealth Planning Strategies since January 2020, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Irvine Wealth Planning Strategies, LLC is a Corning, NY firm with $157M under management, 229 clients and 3 advisers across 5 offices, as of its February 2026 filing.
- Rooted Planning GroupCurrent– present · 8 yearsCorning, NY · Adviser representative · Firm CRD 284120
Investment adviser representative registrations
Katrina Welker is registered as an investment adviser representative in New York, since August 2021.
- New YorkSince 25 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 December 2017 |
| Series 24 | General Securities Principal Examination | 26 October 2006 |
| Series 7 | General Securities Representative Examination | 10 August 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 August 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Katrina Marie Welker
- CRD
- 5002125
- Firm
- Irvine Wealth Planning Strategies · CRD 284120
- Role
- Owner
- Office
- 10 EAST MARKET STREET, Corning, NY 14830
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Katrina Welker work?
Katrina Welker has been Owner of Irvine Wealth Planning Strategies, LLC since January 2020.
Is Katrina Welker a financial advisor?
Yes. Katrina Welker has a current investment-adviser registration in New York, through Irvine Wealth Planning Strategies since June 2018.
How many years of experience does Katrina Welker have?
Katrina Welker has 19 years in the financial industry, since October 2007, across 1 adviser firm.
What exams has Katrina Welker passed?
Katrina Welker has passed 4 licensing exams: the Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in August 2005. FINRA credited Katrina Welker with the SIE, which began in October 2018.
Where is Katrina Welker based?
Katrina Welker’s registered office is in Corning, NY.
Is Katrina Welker registered with FINRA?
No. Katrina Welker has no current broker registration.
How can I verify Katrina Welker’s record?
Search CRD 5002125 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katrina Welker’s full registration record.
