Amy Irvine has been Principal, CCO of Irvine Wealth Planning Strategies since May 2016, is a control person of the firm and directly owns 75% or more of it.
Irvine Wealth Planning Strategies, LLC is a Corning, NY firm with $157M under management, 229 clients and 3 advisers across 5 offices, as of its February 2026 filing.
Amy Irvine started Rooted Planning Group, based in Corning, NY. She has worked in various financial services positions over the past 32 years, is the author of Uncork Your Finances and hosts the Money Roots podcast.
Amy Irvine’s longest registration is the current one, 10 years at Irvine Wealth Planning Strategies since 2016. Before joining Irvine Wealth Planning Strategies in 2016, Amy Irvine was registered through Pinnacle Financial Wealth Management, LLC and Burns Matteson Capital Management.
- Rooted Planning GroupCurrent– present · 10 yearsCorning, NY · Adviser representative · Firm CRD 284120
- Pinnacle Financial Wealth Management, LLC– · 1 yearMerritt Island, FL · Adviser representative · Firm CRD 175282
- Burns Matteson Capital Management– · 4 yearsCorning, NY · Adviser representative · Firm CRD 118315
- Raymond James Financial Services Advisors, Inc– · 2 yearsCorning, NY · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 1 yearCorning, NY · Adviser representative · Firm CRD 6694
Professional designations
Listed by Irvine Wealth Planning Strategies
- CERTIFIED FINANCIAL PLANNER™
- Certified College Financial Consultant
- Master Planner Advanced Studies®
- Certified Divorce Financial Analyst®
- Certified Financial Therapist
Investment adviser representative registrations
Amy Irvine is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2016; the most recent is New York, in March 2021.
- FloridaSince 12 September 2016
- New YorkSince 1 March 2021
- TexasResidentSince 9 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 4 | Registered Options Principal Examination | 7 December 2009 |
| Series 51 | Municipal Fund Securities Principal Examination | 24 July 2009 |
| Series 24 | General Securities Principal Examination | 9 April 2007 |
| Series 66 | Uniform Combined State Law Examination | 28 March 2005 |
| Series 7 | General Securities Representative Examination | 21 March 2005 |
- Name
- Registered Options Principal Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Amy Elizabeth Irvine
- CRD
- 4868740
- Firm
- Irvine Wealth Planning Strategies · CRD 284120
- Role
- Principal, CCO
- Office
- 10 EAST MARKET STREET, Corning, NY 14830
- Registration
- Investment adviser registration
- In the industry since
- May 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rootedpg.com
Where does Amy Irvine work?
Amy Irvine has been Principal, CCO of Irvine Wealth Planning Strategies, LLC since May 2016, and is a control person of the firm.
Is Amy Irvine a financial advisor?
Yes. Amy Irvine has a current investment-adviser registration in Florida, New York and Texas, through Irvine Wealth Planning Strategies since September 2016.
How many years of experience does Amy Irvine have?
Amy Irvine has 19 years in the financial industry, since May 2007, across 5 adviser firms.
What exams has Amy Irvine passed?
Amy Irvine has passed 5 licensing exams: the Series 7, Series 66, Series 24, Series 51 and Series 4. The earliest, the Series 7, was passed in March 2005.
Where did Amy Irvine work before Irvine Wealth Planning Strategies?
Before Irvine Wealth Planning Strategies, Amy Irvine was registered through Burns Matteson Capital Management, July 2011 to November 2015; Raymond James Financial Services Advisors, Inc, January 2009 to April 2011; Raymond James Financial Services, March 2007 to January 2009.
Where is Amy Irvine based?
Amy Irvine’s registered office is in Corning, NY.
Is Amy Irvine registered with FINRA?
No. Amy Irvine has no current broker registration.
Is Amy Irvine a CFP?
Irvine Wealth Planning Strategies lists Amy Irvine with the CFP credential (“CERTIFIED FINANCIAL PLANNER™”) on its website. CFP Board confirms certification status.
How can I verify Amy Irvine’s record?
Search CRD 4868740 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amy Irvine’s full registration record.
