Katie Hall has been an investment adviser representative at Prince Asset Management since January 2026, and is not listed among the firm’s executive officers or direct owners.
Prince Asset Management, Inc. is a Sarasota, FL firm with $138M under management, 138 clients and 3 advisers in one office, as of its March 2026 filing.
- – present · under a yearSarasota, FL · Adviser representative · Firm CRD 141567
Investment adviser representative registrations
Katie Hall is registered as an investment adviser representative in Florida, since January 2026.
- FloridaSince 26 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 December 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Katie Marie Hall
- CRD
- 8210492
- Firm
- Prince Asset Management · CRD 141567
- Office
- 2033 Main Street, Suite 303, Sarasota, FL 34237
- Registration
- Investment adviser registration
- In the industry since
- January 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Katie Hall work?
Katie Hall is an investment adviser representative registered through Prince Asset Management, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Katie Hall a financial advisor?
Yes. Katie Hall has a current investment-adviser registration in Florida, through Prince Asset Management since January 2026.
How many years of experience does Katie Hall have?
Katie Hall has 0 years in the financial industry, since January 2026, across 1 adviser firm.
What exams has Katie Hall passed?
Katie Hall passed the Series 65 in December 2025.
Where is Katie Hall based?
Katie Hall’s registered office is in Sarasota, FL.
Is Katie Hall registered with FINRA?
No. Katie Hall has no current broker registration.
How can I verify Katie Hall’s record?
Search CRD 8210492 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katie Hall’s full registration record.