Richard Czerniak has been President & Chief Compliance Officer of Prince Asset Management since March 1998, is a control person of the firm and directly owns 75% or more of it.
Prince Asset Management, Inc. is a Sarasota, FL firm with $138M under management, 138 clients and 3 advisers in one office, as of its March 2026 filing.
- – present · 28 yearsSarasota, FL · Adviser representative · Firm CRD 141567
Investment adviser representative registrations
Richard Czerniak is registered as an investment adviser representative in Florida, since March 1998.
- FloridaSince 18 March 1998
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 March 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 April 1990 |
| Series 7 | General Securities Representative Examination | 17 March 1990 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Michael Czerniak
- CRD
- 2032774
- Firm
- Prince Asset Management · CRD 141567
- Role
- President & Chief Compliance Officer
- Office
- 2033 MAIN STREET, SUITE 303, Sarasota, FL 34237
- Registration
- Investment adviser registration
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Czerniak work?
Richard Czerniak has been President & Chief Compliance Officer of Prince Asset Management, Inc. since March 1998, and is a control person of the firm.
Is Richard Czerniak a financial advisor?
Yes. Richard Czerniak has a current investment-adviser registration in Florida, through Prince Asset Management since March 1998.
How many years of experience does Richard Czerniak have?
Richard Czerniak has 28 years in the financial industry, since March 1998, across 1 adviser firm.
What exams has Richard Czerniak passed?
Richard Czerniak has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 1990.
Where is Richard Czerniak based?
Richard Czerniak’s registered office is in Sarasota, FL.
Is Richard Czerniak registered with FINRA?
No. Richard Czerniak has no current broker registration.
How can I verify Richard Czerniak’s record?
Search CRD 2032774 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Czerniak’s full registration record.