Career
Kathy Lisa Johnson has been Chief Compliance Officer of Franklin Templeton Investments since September 2024. Kathy Lisa Johnson is not listed as a control person, but directly owns under 5% of the firm.
Franklin Templeton Investments Corp. is a Toronto (Ontario), Canada firm with $12.8B under management, 138 clients and 28 advisers across 3 offices, as of its September 2026 filing.
The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Credentials and registrations
Individual registration and examination information for Kathy Lisa Johnson is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Kathy Lisa Johnson
- CRD
- 7994565
- Record basis
- Form ADV officer listing
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Kathy Lisa Johnson work?
Kathy Lisa Johnson has been Chief Compliance Officer of Franklin Templeton Investments Corp. since September 2024.
Leadership at Franklin Templeton Investments
- Thomas OgormanSenior Vice-President/ Director Lam Americas Fixed Income
- Tina SadlerExec. Vice President/Portfolio Manager/Research Analyst
- David PatersonChief Financial Officer and Director
- Garey AitkenManaging Director, Head of Canadian Equities
- Andrew AshtonDirector and Chairman
- Bradley BeuttenmillerSenior Associate General Counsel
- Dennis TewHead of Sales, Director