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David Paterson

Chief Financial Officer and Director at Franklin Templeton Investments

Broker registration; no current adviser registration

David Paterson is Chief Financial Officer and Director of Franklin Templeton Investments Corp., a Toronto (Ontario) investment adviser managing $12.8B. David Paterson has a current broker registration and no current investment-adviser registration and has passed the Series 27, Series 99TO and SIE.

3
Licensing exams

From the IAPD record · data retrieved 18 October 2026 · page updated 20 October 2026SEC record

Career

David Paterson has been Chief Financial Officer and Director of Franklin Templeton Investments since August 2019. David Paterson is a control person of the firm and directly owns under 5% of it.

Franklin Templeton Investments Corp. is a Toronto (Ontario), Canada firm with $12.8B under management, 138 clients and 28 advisers across 3 offices, as of its September 2026 filing.

No adviser firm registrations are on David Paterson’s record.

Credentials and registrations

Examinations

Series 99TO2 January 2023
Name
Operations Professional Examination
SIE2 January 2023
Name
Securities Industry Essentials Examination
Series 2717 December 2018
Name
Financial and Operations Principal Examination

Individual record

Full name
David Paterson
CRD
7001546

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does David Paterson work?

David Paterson has been Chief Financial Officer and Director of Franklin Templeton Investments Corp. since August 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 16 September 2026

Does David Paterson have a current investment-adviser registration?

David Paterson has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 18 October 2026

What exams has David Paterson passed?

David Paterson has passed 3 licensing exams: the Series 27, Series 99TO and SIE. The earliest, the Series 27, was passed in December 2018.

Source: IAPD individual record, checked 18 October 2026

Leadership at Franklin Templeton Investments

Sources

  1. IAPD individual record, CRD 7001546. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Franklin Templeton Investments Corp., filed 16 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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