Karl Hanna has been an investment adviser representative at Safe Harbor Fiduciary since February 2024, and is not listed among the firm’s executive officers or direct owners.
Safe Harbor Fiduciary, LLC is a Pensacola, FL firm with $130M under management, 346 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Karl Hanna’s longest registration was 2 years at Ameriprise Financial Services, LLC (2020–2023). Before joining Safe Harbor Fiduciary in 2024, Karl Hanna was registered through Ameriprise Financial Services, LLC.
- Safe Harbor Fiduciary, LLCCurrent– present · 2 yearsPensacola, FL · Adviser representative · Firm CRD 169659
- Ameriprise Financial Services, LLC– · 2 yearsMilton, FL · Adviser representative · Firm CRD 6363
Investment adviser representative registrations
Karl Hanna is registered as an investment adviser representative in 2 states. The first approvals date from February 2024; the most recent is Florida, in March 2024.
- AlabamaSince 21 February 2024
- FloridaSince 12 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 February 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 December 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 8 August 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Karl Albert Hanna
- CRD
- 6810233
- Firm
- Safe Harbor Fiduciary · CRD 169659
- Office
- 700 SOUTH PALAFOX STREET, SUITE 300, Pensacola, FL 32502
- Registration
- Investment adviser registration
- In the industry since
- October 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Karl Hanna work?
Karl Hanna is an investment adviser representative registered through Safe Harbor Fiduciary, LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Karl Hanna a financial advisor?
Yes. Karl Hanna has a current investment-adviser registration in Alabama and Florida, through Safe Harbor Fiduciary since February 2024.
How many years of experience does Karl Hanna have?
Karl Hanna has 7 years in the financial industry, since October 2018, across 2 adviser firms.
What exams has Karl Hanna passed?
Karl Hanna has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in August 2018. FINRA credited Karl Hanna with the SIE, which began in October 2018.
Where did Karl Hanna work before Safe Harbor Fiduciary?
Before Safe Harbor Fiduciary, Karl Hanna was registered through Ameriprise Financial Services, LLC, December 2020 to December 2023.
Where is Karl Hanna based?
Karl Hanna’s registered office is in Pensacola, FL.
Is Karl Hanna registered with FINRA?
No. Karl Hanna has no current broker registration.
How can I verify Karl Hanna’s record?
Search CRD 6810233 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Karl Hanna’s full registration record.