Scott McCaghren has been Chief Compliance Officer/Managing Member of Safe Harbor Fiduciary since April 2018, is a control person of the firm and directly owns 75% or more of it.
Safe Harbor Fiduciary, LLC is a Pensacola, FL firm with $130M under management, 346 clients and 3 advisers across 3 offices, as of its March 2026 filing.
Scott McCaghren’s longest registration is the current one, 11 years at Safe Harbor Fiduciary since 2015. Before joining Safe Harbor Fiduciary in 2015, Scott McCaghren was registered through Clearpoint Capital Management LLC.
- Safe Harbor Fiduciary, LLCCurrent– present · 11 yearsPensacola, FL · Adviser representative · Firm CRD 169659
- Clearpoint Capital Management LLC– · 2 yearsMobile, AL · Adviser representative · Firm CRD 166527
Investment adviser representative registrations
Scott McCaghren is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from August 2015; the most recent is Alabama, in August 2022.
- AlabamaSince 11 August 2022
- FloridaSince 19 August 2015
- TexasResidentSince 21 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 30 | NFA Branch Manager Examination | 24 July 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 June 2011 |
| Series 7 | General Securities Representative Examination | 24 November 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- NFA Branch Manager Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Ryan McCaghren
- CRD
- 5801543
- Firm
- Safe Harbor Fiduciary · CRD 169659
- Role
- Chief Compliance Officer/Managing Member
- Office
- 700 SOUTH PALAFOX STREET, SUITE 300, Pensacola, FL 32502
- Registration
- Investment adviser registration
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott McCaghren work?
Scott McCaghren has been Chief Compliance Officer/Managing Member of Safe Harbor Fiduciary, LLC since April 2018, and is a control person of the firm.
Is Scott McCaghren a financial advisor?
Yes. Scott McCaghren has a current investment-adviser registration in Alabama, Florida and Texas, through Safe Harbor Fiduciary since August 2015.
How many years of experience does Scott McCaghren have?
Scott McCaghren has 13 years in the financial industry, since June 2013, across 2 adviser firms.
What exams has Scott McCaghren passed?
Scott McCaghren has passed 3 licensing exams: the Series 7, Series 63 and Series 30. The earliest, the Series 7, was passed in November 2010. FINRA credited Scott McCaghren with the SIE, which began in October 2018.
Where did Scott McCaghren work before Safe Harbor Fiduciary?
Before Safe Harbor Fiduciary, Scott McCaghren was registered through Clearpoint Capital Management LLC, February 2013 to April 2015.
Where is Scott McCaghren based?
Scott McCaghren’s registered office is in Pensacola, FL.
Is Scott McCaghren registered with FINRA?
No. Scott McCaghren has no current broker registration.
How can I verify Scott McCaghren’s record?
Search CRD 5801543 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott McCaghren’s full registration record.