Karen Ricketts has been an investment adviser representative at Your Ia since February 2026, and is not listed among the firm’s executive officers or direct owners.
Your Ia, LLC is a St. George, UT firm with $107M under management, 190 clients and 15 advisers across 20 offices, as of its August 2026 filing.
Karen Ricketts’ longest registration was 9 years at Edward Jones (2007–2016). Before joining Your Ia in 2026, Karen Ricketts was registered through Northwestern Mutual Investment Services,llc and Cambridge Investment Research Advisors, Inc.
- Your Ia, LLCCurrent– present · under a yearEvansville, IN · Adviser representative · Firm CRD 338535
- Northwestern Mutual Investment Services,llc– · 2 yearsEvansville, IN · Adviser representative · Firm CRD 2881
- Cambridge Investment Research Advisors, Inc.– · under a yearEvansville, IN · Adviser representative · Firm CRD 134139
- Madison Avenue Securities, LLC– · 2 yearsEvansville, IN · Adviser representative · Firm CRD 23224
- Edward Jones– · 9 yearsEvansville, IN · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Karen Ricketts is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from February 2026; the most recent is Kentucky, in August 2026.
- IllinoisSince 31 July 2026
- IndianaSince 20 February 2026
- KentuckySince 4 August 2026
- TexasResidentSince 18 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 May 2020 |
| Series 7TO | General Securities Representative Examination | 1 February 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 April 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Karen F Ricketts
- CRD
- 5302973
- Firm
- Your Ia · CRD 338535
- Office
- Evansville, IN
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Karen Ricketts work?
Karen Ricketts is an investment adviser representative registered through Your Ia, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Karen Ricketts a financial advisor?
Yes. Karen Ricketts has a current investment-adviser registration in Illinois, Indiana, Kentucky and Texas, through Your Ia since February 2026.
How many years of experience does Karen Ricketts have?
Karen Ricketts has 15 years in the financial industry, since July 2011, across 5 adviser firms.
What exams has Karen Ricketts passed?
Karen Ricketts has passed 3 licensing exams: the Series 7, Series 7TO and Series 66. The earliest, the Series 7, was passed in April 2007. FINRA credited Karen Ricketts with the SIE, which began in October 2018.
Where did Karen Ricketts work before Your Ia?
Before Your Ia, Karen Ricketts was registered through Northwestern Mutual Investment Services,llc, September 2023 to January 2026; Cambridge Investment Research Advisors, Inc., June 2023 to July 2023; Madison Avenue Securities, LLC, May 2020 to November 2022; Edward Jones, June 2007 to August 2016.
Where is Karen Ricketts based?
Karen Ricketts’ registered office is in Evansville, IN.
Is Karen Ricketts registered with FINRA?
No. Karen Ricketts has no current broker registration.
How can I verify Karen Ricketts’ record?
Search CRD 5302973 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Karen Ricketts’ full registration record.