Niva WealthLet’s talk

Karen Prange

Chief Compliance Officer at Creative Planning Institutional Advisors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Karen Prange is Chief Compliance Officer of Creative Planning Institutional Advisors, LLC, a Newport Beach investment adviser managing $37.5B. Karen Prange has passed 7 licensing exams.

Role at Creative Planning Institutional Advisors

Title on Schedule A
Chief Compliance Officer
Control
Karen Prange is a control person of Creative Planning Institutional Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Karen Prange has held the filed role since December 2025.

The firm

Creative Planning Institutional Advisors, LLC
Newport Beach, CA

Form ADV filed 25 August 2026

$37.5B AUM915 clients112 advisers24 offices

Career on record

Firms and exams, newest first
  1. Passed Series 14, Series 24, Series 26, Series 7TO and Series 99TO · 2024
  2. Passed SIE · 2018
  3. Passed Series 7 · 2004

Registrations and exams

No current adviser or broker registration. Karen Prange has passed 7 qualifying exams.

Examinations

Series 1416 March 2024
Name
Compliance Officer Examination
Series 2416 March 2024
Name
General Securities Principal Examination
Series 2616 March 2024
Name
Investment Company Products/Variable Contracts Principal Examination
Series 7TO16 March 2024
Name
General Securities Representative Examination
Series 99TO16 March 2024
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 729 November 2004
Name
General Securities Representative Examination

Individual record

Full name
Karen Fischer Prange
CRD
2890728
Firm
Creative Planning Institutional Advisors, LLC
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Karen Prange work?

Karen Prange has been Chief Compliance Officer of Creative Planning Institutional Advisors, LLC since December 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 August 2026

Does Karen Prange have a current investment-adviser registration?

Karen Prange has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Karen Prange passed?

Karen Prange has passed 7 licensing exams: the Series 7, SIE, Series 14, Series 24, Series 26, Series 7TO and Series 99TO. The earliest, the Series 7, was passed in November 2004.

Source: IAPD individual record, checked 17 October 2026

Leadership at Creative Planning Institutional Advisors

Sources

  1. IAPD individual record, CRD 2890728. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Creative Planning Institutional Advisors, LLC, filed 25 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Karen Prange or Creative Planning Institutional Advisors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.