Kali Grant has been Chief Compliance Officer of Dimensions Wealth Management since September 2019, is a control person of the firm and directly owns under 5% of it.
Dimensions Wealth Management, LLC is a Roseville, CA firm with $152M under management, 122 clients and 1 adviser in one office, as of its March 2026 filing.
Kali Grant’s longest registration was 9 years at Morgan Stanley (2009–2018). Before joining Dimensions Wealth Management in 2019, Kali Grant was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- – present · 7 yearsRoseville, CA · Adviser representative · Firm CRD 298928
- Morgan Stanley– · 9 yearsRoseville, CA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 1 yearRoseville, CA · Adviser representative · Firm CRD 8209
- A. G. Edwards & Sons, Inc.– · 1 yearLincoln Hills, CA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Kali Grant is registered as an investment adviser representative in California, since May 2019.
- CaliforniaSince 1 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 August 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 2004 |
| Series 7 | General Securities Representative Examination | 24 May 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kali Alyse Grant
- CRD
- 4801059
- Firm
- Dimensions Wealth Management · CRD 298928
- Role
- Chief Compliance Officer
- Office
- 915 Highland Pointe Drive, Ste. 250, Roseville, CA 95678
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Kali Grant work?
Kali Grant has been Chief Compliance Officer of Dimensions Wealth Management, LLC since September 2019, and is a control person of the firm.
Is Kali Grant a financial advisor?
Yes. Kali Grant has a current investment-adviser registration in California, through Dimensions Wealth Management since May 2019.
How many years of experience does Kali Grant have?
Kali Grant has 22 years in the financial industry, since June 2004, across 4 adviser firms.
What exams has Kali Grant passed?
Kali Grant has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2004. FINRA credited Kali Grant with the SIE, which began in October 2018.
Where did Kali Grant work before Dimensions Wealth Management?
Before Dimensions Wealth Management, Kali Grant was registered through Morgan Stanley, June 2009 to November 2018; Morgan Stanley & Co. Incorporated, July 2007 to June 2009; A. G. Edwards & Sons, Inc., August 2005 to July 2007.
Where is Kali Grant based?
Kali Grant’s registered office is in Roseville, CA.
Is Kali Grant registered with FINRA?
Yes. Kali Grant has a current broker registration, under CRD 4801059.
Source: FINRA BrokerCheck
How can I verify Kali Grant’s record?
Search CRD 4801059 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Kali Grant’s full registration record.