Christopher Carolan has been Managing Member of Dimensions Wealth Management since November 2018, is a control person of the firm and directly owns 75% or more of it.
Dimensions Wealth Management, LLC is a Roseville, CA firm with $152M under management, 122 clients and 1 adviser in one office, as of its March 2026 filing.
Christopher Carolan’s longest registration was 9 years at Morgan Stanley (2009–2018). Before joining Dimensions Wealth Management in 2018, Christopher Carolan was registered through Morgan Stanley and Morgan Stanley & Co. Incorporated.
- – present · 7 yearsRoseville, CA · Adviser representative · Firm CRD 298928
- Morgan Stanley– · 9 yearsRoseville, CA · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 1 yearLincoln, CA · Adviser representative · Firm CRD 8209
- A. G. Edwards & Sons, Inc.– · 4 yearsLincoln Hills, CA · Adviser representative · Firm CRD 4
Investment adviser representative registrations
Christopher Carolan is registered as an investment adviser representative in 2 states. Each was approved in November 2018.
- CaliforniaSince 5 November 2018
- TexasSince 2 November 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 7 April 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 2 October 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 September 2001 |
| Series 7 | General Securities Representative Examination | 11 July 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Christopher Brian Carolan
- CRD
- 4402629
- Firm
- Dimensions Wealth Management · CRD 298928
- Role
- Managing Member
- Office
- 915 Highland Pointe Drive, Ste. 250, Roseville, CA 95678
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Christopher Carolan work?
Christopher Carolan has been Managing Member of Dimensions Wealth Management, LLC since November 2018, and is a control person of the firm.
Is Christopher Carolan a financial advisor?
Yes. Christopher Carolan has a current investment-adviser registration in California and Texas, through Dimensions Wealth Management since November 2018.
How many years of experience does Christopher Carolan have?
Christopher Carolan has 25 years in the financial industry, since July 2001, across 4 adviser firms.
What exams has Christopher Carolan passed?
Christopher Carolan has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 31. The earliest, the Series 7, was passed in July 2001. FINRA credited Christopher Carolan with the SIE, which began in October 2018.
Where did Christopher Carolan work before Dimensions Wealth Management?
Before Dimensions Wealth Management, Christopher Carolan was registered through Morgan Stanley & Co. Incorporated, September 2007 to June 2009; A. G. Edwards & Sons, Inc., January 2003 to August 2007.
Where is Christopher Carolan based?
Christopher Carolan’s registered office is in Roseville, CA.
Is Christopher Carolan registered with FINRA?
Yes. Christopher Carolan has a current broker registration, under CRD 4402629.
Source: FINRA BrokerCheck
How can I verify Christopher Carolan’s record?
Search CRD 4402629 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Christopher Carolan’s full registration record.