Justin Finn has been an investment adviser representative at Secure Planning since July 2012, and is not listed among the firm’s executive officers or direct owners.
Secure Planning, LLC is a Portsmouth, NH firm with $187M under management, 529 clients and 3 advisers across 2 offices, as of its May 2026 filing.
Investment adviser representative registrations
Justin Finn is registered as an investment adviser representative in 7 states, as a resident of Texas. The first approvals date from July 2012; the most recent is Mississippi, in September 2018.
- ColoradoSince 31 October 2014
- FloridaSince 22 February 2017
- MaineSince 31 October 2014
- MassachusettsSince 28 February 2017
- MississippiSince 6 September 2018
- New HampshireSince 24 July 2012
- TexasResidentSince 13 December 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 23 July 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 June 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 January 2003 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Justin Dale Finn
- CRD
- 4602403
- Firm
- Secure Planning · CRD 42179
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Justin Finn work?
Justin Finn is an investment adviser representative registered through Secure Planning, LLC since July 2012, and is not listed among the firm’s executive officers or direct owners.
Is Justin Finn a financial advisor?
Yes. Justin Finn has a current investment-adviser registration in Colorado, Florida, Maine, Massachusetts, Mississippi, New Hampshire and Texas, through Secure Planning since July 2012.
How many years of experience does Justin Finn have?
Justin Finn has 23 years in the financial industry, since January 2003, across 1 adviser firm.
What exams has Justin Finn passed?
Justin Finn has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 99TO. The earliest, the Series 6, was passed in January 2003. FINRA credited Justin Finn with the SIE, which began in October 2018.
Is Justin Finn registered with FINRA?
Yes. Justin Finn has a current broker registration, under CRD 4602403.
Source: FINRA BrokerCheck
How can I verify Justin Finn’s record?
Search CRD 4602403 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Justin Finn’s full registration record.