Edward Mallon has been President/Trustee of Secure Planning since October 1990, is a control person of the firm and directly owns under 5% of it.
Secure Planning, LLC is a Portsmouth, NH firm with $187M under management, 529 clients and 3 advisers across 2 offices, as of its May 2026 filing.
Investment adviser representative registrations
Edward Mallon is registered as an investment adviser representative in 6 states. The first approvals date from June 1997; the most recent is Texas, in November 2011.
- ColoradoSince 20 October 2009
- FloridaSince 27 October 2009
- MaineSince 20 October 2009
- MassachusettsSince 21 October 2009
- New HampshireSince 20 June 1997
- TexasSince 21 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 53 | Municipal Securities Principal Examination | 2 January 2023 |
| Series 27 | Financial and Operations Principal Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 14 February 1996 |
| Series 00 | General Securities Principal Examination | 11 November 1969 |
- Name
- Municipal Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Full name
- Edward John Mallon
- CRD
- 317980
- Firm
- Secure Planning · CRD 42179
- Role
- President/Trustee
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1969
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Edward Mallon work?
Edward Mallon has been President/Trustee of Secure Planning, LLC since October 1990, and is a control person of the firm.
Is Edward Mallon a financial advisor?
Yes. Edward Mallon has a current investment-adviser registration in Colorado, Florida, Maine, Massachusetts, New Hampshire and Texas, through Secure Planning since June 1997.
How many years of experience does Edward Mallon have?
Edward Mallon has 56 years in the financial industry, since December 1969, across 1 adviser firm.
What exams has Edward Mallon passed?
Edward Mallon has passed 8 licensing exams: the Series 00, Series 63, Series 53, Series 27, Series 24, Series 7TO, Series 52TO and Series 99TO. The earliest, the Series 00, was passed in November 1969. FINRA credited Edward Mallon with the SIE, which began in October 2018.
Is Edward Mallon registered with FINRA?
Yes. Edward Mallon has a current broker registration, under CRD 317980.
Source: FINRA BrokerCheck
How can I verify Edward Mallon’s record?
Search CRD 317980 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Edward Mallon’s full registration record.