Judy Lee has been an investment adviser representative at Forthright Capital Advisory since June 2025, and is not listed among the firm’s executive officers or direct owners.
Forthright Capital Advisory LLC is a Las Vegas, NV firm with $108M under management, 987 clients and 21 advisers across 20 offices, as of its August 2026 filing.
Judy Lee is an Investment Advisor Representative of Forthright Capital Advisory. Her experience includes work with Prudential and New York Life. Her areas of specialization include retirement planning, tax minimization and risk mitigation, with a particular focus on serving educators.
- Forthright CapitalCurrent– present · 1 yearRedwood City, CA · Adviser representative · Firm CRD 323596
Investment adviser representative registrations
Judy Lee is registered as an investment adviser representative in California, since June 2025.
- CaliforniaSince 26 June 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 June 2025 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 August 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Judy Hung Lee
- CRD
- 6956563
- Firm
- Forthright Capital Advisory · CRD 323596
- Office
- Redwood City, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- forthrightcps.com
Where does Judy Lee work?
Judy Lee is an investment adviser representative registered through Forthright Capital Advisory LLC since June 2025, and is not listed among the firm’s executive officers or direct owners.
Is Judy Lee a financial advisor?
Yes. Judy Lee has a current investment-adviser registration in California, through Forthright Capital Advisory since June 2025.
How many years of experience does Judy Lee have?
Judy Lee has 5 years in the financial industry, since March 2021, across 1 adviser firm.
What exams has Judy Lee passed?
Judy Lee has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2018. FINRA credited Judy Lee with the SIE, which began in October 2018.
Where is Judy Lee based?
Judy Lee’s registered office is in Redwood City, CA.
Is Judy Lee registered with FINRA?
No. Judy Lee has no current broker registration.
How can I verify Judy Lee’s record?
Search CRD 6956563 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Judy Lee’s full registration record.
