Judson Cass has been an investment adviser representative at A & I Financial Services since July 2012, and is not listed among the firm’s executive officers or direct owners.
A & I Financial Services, LLC is a Lone Tree, CO firm with $560M under management, 518 clients and 9 advisers in one office, as of its April 2026 filing.
Judson Cass’ longest registration is the current one, 14 years at A & I Financial Services since 2012. Before joining A & I Financial Services in 2012, Judson Cass was registered through Northwestern Mutual Investment Services,llc and Amerivest Investment Management, LLC.
- A & I Wealth ManagementCurrent– present · 14 yearsLone Tree, CO · Adviser representative · Firm CRD 148357
- Northwestern Mutual Investment Services,llc– · under a yearLakewood, CO · Adviser representative · Firm CRD 2881
- Amerivest Investment Management, LLC– · 3 yearsDenver, CO · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 3 yearsDenver, CO · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
Judson Cass is registered as an investment adviser representative in Colorado, since July 2012.
- ColoradoSince 12 July 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 March 2008 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 July 2007 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 3 November 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 October 2001 |
| Series 55 | Limited Representative-Equity Trader Exam | 28 August 2001 |
| Series 7 | General Securities Representative Examination | 2 April 2001 |
- Name
- Securities Trader Exam
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Representative Examination
- Full name
- Judson E Cass
- CRD
- 4366653
- Firm
- A & I Financial Services · CRD 148357
- Office
- 9605 KINGSTON COURT, SUITE 190, Lone Tree, CO 80112
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Judson Cass work?
Judson Cass is an investment adviser representative registered through A & I Financial Services, LLC since July 2012, and is not listed among the firm’s executive officers or direct owners.
Is Judson Cass a financial advisor?
Yes. Judson Cass has a current investment-adviser registration in Colorado, through A & I Financial Services since July 2012.
How many years of experience does Judson Cass have?
Judson Cass has 24 years in the financial industry, since December 2001, across 4 adviser firms.
What exams has Judson Cass passed?
Judson Cass has passed 7 licensing exams: the Series 7, Series 55, Series 63, Series 9, Series 10, Series 66 and Series 57TO. The earliest, the Series 7, was passed in April 2001. FINRA credited Judson Cass with the SIE, which began in October 2018.
Where did Judson Cass work before A & I Financial Services?
Before A & I Financial Services, Judson Cass was registered through Northwestern Mutual Investment Services,llc, February 2012 to July 2012; Amerivest Investment Management, LLC, March 2008 to February 2012; TD Ameritrade, Inc., March 2008 to February 2012.
Where is Judson Cass based?
Judson Cass’ registered office is in Lone Tree, CO.
Is Judson Cass registered with FINRA?
Yes. Judson Cass has a current broker registration, under CRD 4366653.
Source: FINRA BrokerCheck
How can I verify Judson Cass’ record?
Search CRD 4366653 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Judson Cass’ full registration record.