Joshua Hayes has been Member/CCO of Curtis Advisory Group since January 2021, is a control person of the firm and directly owns between 50% and 75% of it.
Curtis Advisory Group, LLC is a Santa Barbara, CA firm with $574M under management, 157 clients and 3 advisers in one office, as of its April 2026 filing.
Joshua Hayes’ longest registration is the current one, 8 years at Curtis Advisory Group since 2018. Before joining Curtis Advisory Group in 2018, Joshua Hayes was registered through Centaurus Financial, Inc.
- Curtis Advisory Group, LLCCurrent– present · 8 yearsSanta Barbara, CA · Adviser representative · Firm CRD 151695
- Centaurus Financial, Inc.– · 6 yearsSanta Barbara, CA · Adviser representative · Firm CRD 30833
Investment adviser representative registrations
Joshua Hayes is registered as an investment adviser representative in 2 states. Each was approved in June 2018.
- CaliforniaSince 13 June 2018
- TexasSince 15 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 2 June 2017 |
| Series 66 | Uniform Combined State Law Examination | 2 August 2011 |
| Series 7 | General Securities Representative Examination | 22 February 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joshua D Hayes
- CRD
- 5655380
- Firm
- Curtis Advisory Group · CRD 151695
- Role
- Member/CCO
- Office
- 735 STATE STREET, SUITE 214, Santa Barbara, CA 93101
- Registration
- Investment adviser registration
- In the industry since
- February 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Joshua Hayes work?
Joshua Hayes has been Member/CCO of Curtis Advisory Group, LLC since January 2021, and is a control person of the firm.
Is Joshua Hayes a financial advisor?
Yes. Joshua Hayes has a current investment-adviser registration in California and Texas, through Curtis Advisory Group since June 2018.
How many years of experience does Joshua Hayes have?
Joshua Hayes has 15 years in the financial industry, since February 2011, across 2 adviser firms.
What exams has Joshua Hayes passed?
Joshua Hayes has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2011. FINRA credited Joshua Hayes with the SIE, which began in October 2018.
Where is Joshua Hayes based?
Joshua Hayes’ registered office is in Santa Barbara, CA.
Is Joshua Hayes registered with FINRA?
No. Joshua Hayes has no current broker registration.
How can I verify Joshua Hayes’ record?
Search CRD 5655380 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Hayes’ full registration record.