Joshua Grimes-Avery has been an investment adviser representative at Northstar Financial Companies since August 2026, and is not listed among the firm’s executive officers or direct owners.
Northstar Financial Companies, Inc. is a Conshohocken, PA firm with $519M under management, 507 clients and 5 advisers across 3 offices, as of its March 2026 filing.
- – present · under a yearConshohocken, PA · Adviser representative · Firm CRD 119396
Investment adviser representative registrations
Joshua Grimes-Avery is registered as an investment adviser representative in Pennsylvania, since August 2026.
- PennsylvaniaSince 14 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 August 2026 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 December 2021 |
| Series 7TO | General Securities Representative Examination | 12 November 2021 |
| SIE | Securities Industry Essentials Examination | 8 October 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7424820
- Firm
- Northstar Financial Companies · CRD 119396
- Office
- 1201 E. HECTOR ST, Conshohocken, PA 19428
- Registration
- Investment adviser registration
- In the industry since
- December 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Joshua Grimes-Avery work?
Joshua Grimes-Avery is an investment adviser representative registered through Northstar Financial Companies, Inc. since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joshua Grimes-Avery a financial advisor?
Yes. Joshua Grimes-Avery has a current investment-adviser registration in Pennsylvania, through Northstar Financial Companies since August 2026.
How many years of experience does Joshua Grimes-Avery have?
Joshua Grimes-Avery has 3 years in the financial industry, since December 2022, across 1 adviser firm.
What exams has Joshua Grimes-Avery passed?
Joshua Grimes-Avery has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in October 2021.
Where is Joshua Grimes-Avery based?
Joshua Grimes-Avery’s registered office is in Conshohocken, PA.
Is Joshua Grimes-Avery registered with FINRA?
No. Joshua Grimes-Avery has no current broker registration.
How can I verify Joshua Grimes-Avery’s record?
Search CRD 7424820 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Grimes-Avery’s full registration record.