Julia Randall has been Chief Compliance Officer of Northstar Financial Companies since June 2014, is a control person of the firm and directly owns under 5% of it. Julia Randall holds a Bachelor's degree in Communications and English from Temple University.
Northstar Financial Companies, Inc. is a Conshohocken, PA firm with $519M under management, 507 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Julia Randall is President and Chief Compliance Officer of Northstar Financial Companies, Inc. She is first and foremost a financial planner and registered Investment Advisor Representative with the firm, guiding clients in developing and adjusting their plans. She often coordinates with attorneys and accountants on complex estate planning, gifting and tax minimization strategies, and has worked in administrative, management and advisory roles at the firm.
Julia Randall’s longest registration is the current one, 18 years at Northstar Financial Companies since 2008. Before joining Northstar Financial Companies in 2008, Julia Randall was registered through Cambridge Investment Research Advisors, Inc. and Commonwealth Financial Network.
- Longview Wealth Management– · under a yearConshohocken, PA · Adviser representative · Firm CRD 136214
- – present · 18 yearsConshohocken, PA · Adviser representative · Firm CRD 119396
- Cambridge Investment Research Advisors, Inc.– · 2 yearsConshohocken, PA · Adviser representative · Firm CRD 134139
- Commonwealth Financial Network– · 1 yearConshohocken, PA · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Julia Randall is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2008; the most recent is Texas, in November 2019.
- PennsylvaniaSince 4 June 2008
- TexasResidentSince 13 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 8 January 2007 |
| Series 66 | Uniform Combined State Law Examination | 25 July 2006 |
| Series 7 | General Securities Representative Examination | 23 February 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Julia Megan Randall
- CRD
- 5073235
- Firm
- Northstar Financial Companies · CRD 119396
- Role
- Chief Compliance Officer
- Office
- 1201 E. HECTOR ST, Conshohocken, PA 19428
- Registration
- Investment adviser registration
- In the industry since
- February 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northstarfci.com
Where does Julia Randall work?
Julia Randall has been Chief Compliance Officer of Northstar Financial Companies, Inc. since June 2014, and is a control person of the firm.
Is Julia Randall a financial advisor?
Yes. Julia Randall has a current investment-adviser registration in Pennsylvania and Texas, through Northstar Financial Companies since June 2008.
How many years of experience does Julia Randall have?
Julia Randall has 20 years in the financial industry, since February 2006, across 4 adviser firms.
What exams has Julia Randall passed?
Julia Randall has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in February 2006. FINRA credited Julia Randall with the SIE, which began in October 2018.
Where did Julia Randall work before Northstar Financial Companies?
Before Northstar Financial Companies, Julia Randall was registered through Commonwealth Financial Network, October 2006 to March 2008.
Where is Julia Randall based?
Julia Randall’s registered office is in Conshohocken, PA.
Is Julia Randall registered with FINRA?
No. Julia Randall has no current broker registration.
How can I verify Julia Randall’s record?
Search CRD 5073235 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Julia Randall’s full registration record.