Steven Girard has been President of Northstar Financial Companies since March 2003, is a control person of the firm and directly owns 75% or more of it. Steven Girard holds a Bachelor's degree in English from the University of New Hampshire.
Northstar Financial Companies, Inc. is a Conshohocken, PA firm with $519M under management, 507 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Steven B. Girard is CEO and principal of Northstar Financial Companies, Inc., which he founded. He is responsible for developing the planning strategies used by the firm's clients. He began his financial services career at MetLife before starting the firm.
Steven Girard’s longest registration is the current one, 23 years at Northstar Financial Companies since 2003. Before joining Northstar Financial Companies in 2003, Steven Girard was registered through Commonwealth Financial Network.
- Longview Wealth Management– · under a yearConshohocken, PA · Adviser representative · Firm CRD 136214
- Cambridge Investment Research Advisors, Inc.– · 4 yearsConshohocken, PA · Adviser representative · Firm CRD 134139
- Commonwealth Financial Network– · 2 yearsConshohocken, PA · Adviser representative · Firm CRD 8032
- Axa Advisors, LLC– · under a yearBala Cynwyd, PA · Adviser representative · Firm CRD 6627
- – present · 23 yearsConshohocken, PA · Adviser representative · Firm CRD 119396
- Commonwealth Financial Network– · 2 yearsLowell, MA · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Steven Girard is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2003; the most recent is Texas, in October 2016.
- PennsylvaniaSince 28 January 2003
- TexasResidentSince 17 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 30 October 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 November 1999 |
| Series 7 | General Securities Representative Examination | 1 October 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 October 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 September 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Steven Brian Girard
- CRD
- 2267878
- Firm
- Northstar Financial Companies · CRD 119396
- Role
- President
- Office
- 1201 E. HECTOR ST, Conshohocken, PA 19428
- Registration
- Investment adviser registration
- In the industry since
- September 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northstarfci.com
Where does Steven Girard work?
Steven Girard has been President of Northstar Financial Companies, Inc. since March 2003, and is a control person of the firm.
Is Steven Girard a financial advisor?
Yes. Steven Girard has a current investment-adviser registration in Pennsylvania and Texas, through Northstar Financial Companies since January 2003.
How many years of experience does Steven Girard have?
Steven Girard has 34 years in the financial industry, since September 1992, across 5 adviser firms.
What exams has Steven Girard passed?
Steven Girard has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 65 and Series 24. The earliest, the Series 6, was passed in September 1992. FINRA credited Steven Girard with the SIE, which began in October 2018.
Where did Steven Girard work before Northstar Financial Companies?
Before Northstar Financial Companies, Steven Girard was registered through Commonwealth Financial Network, January 2000 to December 2002.
Where is Steven Girard based?
Steven Girard’s registered office is in Conshohocken, PA.
Is Steven Girard registered with FINRA?
No. Steven Girard has no current broker registration.
How can I verify Steven Girard’s record?
Search CRD 2267878 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Girard’s full registration record.