Joshua Coniglio has been an investment adviser representative at Pacific Capital Wealth Advisors since September 2019, and is not listed among the firm’s executive officers or direct owners. Joshua Coniglio holds a Bachelor's degree in finance with an emphasis in Personal Financial Planning from California State University, Fullerton.
Pacific Capital Wealth Advisors, Inc. is a Corona, CA firm with $821M under management, 78 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Josh Coniglio is Managing Wealth Advisor at Pacific Capital, where he leads all client relationships and serves as the primary point of coordination across the firm's family office platform. He oversees every aspect of a client family's financial life, aligning the firm's internal team with external counsel, tax professionals, estate attorneys and transaction specialists.
Joshua Coniglio’s longest registration is the current one, 7 years at Pacific Capital Wealth Advisors since 2019. Before joining Pacific Capital Wealth Advisors in 2019, Joshua Coniglio was registered through USA Financial Securities Corporation.
- USA Financial Securities Corporation– · 3 yearsTustin, CA · Adviser representative · Firm CRD 103857
Professional designations
Listed by Pacific Capital Wealth Advisors
- Certified Financial Planner (CFP®)
- Certified Exit Planning Advisor (CEPA®)
- Certified Financial Fiduciary (CF2®)
- Certified Tax Specialist (CTS®)
- Certified Estate & Trust Specialist (CES®)
- National Social Security Advisor (NSSA®)
Investment adviser representative registrations
Joshua Coniglio is registered as an investment adviser representative in 2 states. The first approvals date from September 2019; the most recent is Texas, in September 2024.
- CaliforniaSince 3 September 2019
- TexasSince 18 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 September 2015 |
| Series 7 | General Securities Representative Examination | 25 August 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6290332
- Firm
- Pacific Capital Wealth Advisors · CRD 159294
- Office
- 1861 CALIFORNIA AVENUE, SUITE 101, Corona, CA 92881
- Registration
- Investment adviser registration
- In the industry since
- September 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pacificcapital.com
Where does Joshua Coniglio work?
Joshua Coniglio is an investment adviser representative registered through Pacific Capital Wealth Advisors, Inc. since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is Joshua Coniglio a financial advisor?
Yes. Joshua Coniglio has a current investment-adviser registration in California and Texas, through Pacific Capital Wealth Advisors since September 2019.
How many years of experience does Joshua Coniglio have?
Joshua Coniglio has 11 years in the financial industry, since September 2015, across 2 adviser firms.
What exams has Joshua Coniglio passed?
Joshua Coniglio has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2015. FINRA credited Joshua Coniglio with the SIE, which began in October 2018.
Where did Joshua Coniglio work before Pacific Capital Wealth Advisors?
Before Pacific Capital Wealth Advisors, Joshua Coniglio was registered through USA Financial Securities Corporation, October 2015 to August 2019.
Where is Joshua Coniglio based?
Joshua Coniglio’s registered office is in Corona, CA.
Is Joshua Coniglio registered with FINRA?
No. Joshua Coniglio has no current broker registration.
Is Joshua Coniglio a CFP?
Pacific Capital Wealth Advisors lists Joshua Coniglio with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Joshua Coniglio’s record?
Search CRD 6290332 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Coniglio’s full registration record.