Joseph Smithwick has been an investment adviser representative at Eley Financial Management since November 2006, and is not listed among the firm’s executive officers or direct owners.
Eley Financial Management, Inc. is a South Burlington, VT firm with $410M under management, 463 clients and 4 advisers in one office, as of its March 2026 filing.
- – present · 19 yearsSouth Burlington, VT · Adviser representative · Firm CRD 105057
Investment adviser representative registrations
Joseph Smithwick is registered as an investment adviser representative in Vermont, since November 2006.
- VermontSince 7 November 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 September 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Scott Smithwick
- CRD
- 5219257
- Firm
- Eley Financial Management · CRD 105057
- Office
- 99 SWIFT STREET, SUITE 305, South Burlington, VT 05403-7360
- Registration
- Investment adviser registration
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Joseph Smithwick work?
Joseph Smithwick is an investment adviser representative registered through Eley Financial Management, Inc. since November 2006, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Smithwick a financial advisor?
Yes. Joseph Smithwick has a current investment-adviser registration in Vermont, through Eley Financial Management since November 2006.
How many years of experience does Joseph Smithwick have?
Joseph Smithwick has 19 years in the financial industry, since November 2006, across 1 adviser firm.
What exams has Joseph Smithwick passed?
Joseph Smithwick passed the Series 65 in September 2006.
Where is Joseph Smithwick based?
Joseph Smithwick’s registered office is in South Burlington, VT.
Is Joseph Smithwick registered with FINRA?
No. Joseph Smithwick has no current broker registration.
How can I verify Joseph Smithwick’s record?
Search CRD 5219257 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Smithwick’s full registration record.
