Joseph Diebold has been President, Portfolio Manager, Investment Committee Member of Eley Financial Management since August 2001, is a control person of the firm and directly owns between 50% and 75% of it. Joseph Diebold studied at the University of Vermont.
Eley Financial Management, Inc. is a South Burlington, VT firm with $410M under management, 463 clients and 4 advisers in one office, as of its March 2026 filing.
Joseph M. Diebold is President and Co-Owner of Broadlake Financial. He started with the firm in 1992 and advises clients in all aspects of their financial well-being.
- – present · 31 yearsS Burlington, VT · Adviser representative · Firm CRD 105057
Professional designations
Listed by Eley Financial Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Joseph Diebold is registered as an investment adviser representative in Vermont, since November 1994.
- VermontSince 11 November 1994
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 September 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Joseph Matthew Diebold
- CRD
- 2541809
- Firm
- Eley Financial Management · CRD 105057
- Role
- President, Portfolio Manager, Investment Committee Member
- Office
- 99 SWIFT ST SUITE 305, S Burlington, VT 05403
- Registration
- Investment adviser registration
- In the industry since
- November 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- broadlakefinancial.com
Where does Joseph Diebold work?
Joseph Diebold has been President, Portfolio Manager, Investment Committee Member of Eley Financial Management, Inc. since August 2001, and is a control person of the firm.
Is Joseph Diebold a financial advisor?
Yes. Joseph Diebold has a current investment-adviser registration in Vermont, through Eley Financial Management since November 1994.
How many years of experience does Joseph Diebold have?
Joseph Diebold has 31 years in the financial industry, since November 1994, across 1 adviser firm.
What exams has Joseph Diebold passed?
Joseph Diebold passed the Series 65 in September 1994.
Where is Joseph Diebold based?
Joseph Diebold’s registered office is in S Burlington, VT.
Is Joseph Diebold registered with FINRA?
No. Joseph Diebold has no current broker registration.
Is Joseph Diebold a CFP?
Eley Financial Management lists Joseph Diebold with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Joseph M. Diebold, CFP biography, broadlakefinancial.com
How can I verify Joseph Diebold’s record?
Search CRD 2541809 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Diebold’s full registration record.
