Andrew Murphy has been Chief Compliance Officer of Eley Financial Management since August 2011, is not listed as a control person, but directly owns under 5% of the firm. Andrew Murphy holds a BA in Economics from the University of Vermont.
Eley Financial Management, Inc. is a South Burlington, VT firm with $410M under management, 463 clients and 4 advisers in one office, as of its March 2026 filing.
Andrew D. Murphy is Portfolio Manager and Chief Compliance Officer at Broadlake Financial. He joined the firm in 2005 and serves as Vice President of the CFA Society of Vermont. Before joining, he had internships with MBF Clearing Corp on the New York Mercantile Exchange and with Alfa Capital in Moscow, Russia.
- – present · 20 yearsSouth Burlington, VT · Adviser representative · Firm CRD 105057
Professional designations
Listed by Eley Financial Management
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Andrew Murphy is registered as an investment adviser representative in Vermont, since April 2006.
- VermontSince 17 April 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 March 2006 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Andrew David Murphy
- CRD
- 5120251
- Firm
- Eley Financial Management · CRD 105057
- Role
- Chief Compliance Officer
- Office
- 99 SWIFT STREET, SUITE 305, South Burlington, VT 05403-7360
- Registration
- Investment adviser registration
- In the industry since
- April 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- broadlakefinancial.com
Where does Andrew Murphy work?
Andrew Murphy has been Chief Compliance Officer of Eley Financial Management, Inc. since August 2011.
Is Andrew Murphy a financial advisor?
Yes. Andrew Murphy has a current investment-adviser registration in Vermont, through Eley Financial Management since April 2006.
How many years of experience does Andrew Murphy have?
Andrew Murphy has 20 years in the financial industry, since April 2006, across 1 adviser firm.
What exams has Andrew Murphy passed?
Andrew Murphy passed the Series 65 in March 2006.
Where is Andrew Murphy based?
Andrew Murphy’s registered office is in South Burlington, VT.
Is Andrew Murphy registered with FINRA?
No. Andrew Murphy has no current broker registration.
Is Andrew Murphy a CFA charterholder?
Eley Financial Management lists Andrew Murphy with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Andrew D. Murphy, CFA biography, broadlakefinancial.com
How can I verify Andrew Murphy’s record?
Search CRD 5120251 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Murphy’s full registration record.
