Joseph Parker has been an investment adviser representative at Carolina Wealth Management since April 2020, and is not listed among the firm’s executive officers or direct owners. Joseph Parker holds a Business Administration degree from Florida Southern College.
Carolina Wealth Management, Inc. is a Greenville, NC firm with $798M under management, 646 clients and 8 advisers across 2 offices, as of its April 2026 filing.
Parish Parker is Institutional Advisor at Carolina Wealth Management. Parker helps plan sponsors establish and maintain qualified retirement plans through plan design, investment management, participant education and ongoing ERISA support, and has 15 years of experience in the retirement plan industry. Before joining the firm, Parker worked for a regional bank trust division managing institutional clients with qualified retirement plans, and for two national record keeping firms.
Joseph Parker’s longest registration is the current one, 6 years at Carolina Wealth Management since 2020. Before joining Carolina Wealth Management in 2020, Joseph Parker was registered through First Citizens Investor Services, Inc.
- – present · 6 yearsGreenville, NC · Adviser representative · Firm CRD 131393
- First Citizens Investor Services, Inc.– · 2 yearsRaleigh, NC · Adviser representative · Firm CRD 44430
Professional designations
Listed by Carolina Wealth Management
- Accredited Investment Fiduciary (AIF®)
- Chartered Retirement Plan Specialist (CRPS®)
Investment adviser representative registrations
Joseph Parker is registered as an investment adviser representative in North Carolina, since April 2020.
- North CarolinaSince 15 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 October 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 July 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 March 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Parish Parker
- CRD
- 5436765
- Firm
- Carolina Wealth Management · CRD 131393
- Office
- 1706-A EAST ARLINGTON BLVD., Greenville, NC 27858
- Registration
- Investment adviser registration
- In the industry since
- March 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mycarolinawealth.com
Where does Joseph Parker work?
Joseph Parker is an investment adviser representative registered through Carolina Wealth Management, Inc. since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Parker a financial advisor?
Yes. Joseph Parker has a current investment-adviser registration in North Carolina, through Carolina Wealth Management since April 2020.
How many years of experience does Joseph Parker have?
Joseph Parker has 18 years in the financial industry, since March 2008, across 2 adviser firms.
What exams has Joseph Parker passed?
Joseph Parker has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in February 2008. FINRA credited Joseph Parker with the SIE, which began in October 2018.
Where did Joseph Parker work before Carolina Wealth Management?
Before Carolina Wealth Management, Joseph Parker was registered through First Citizens Investor Services, Inc., July 2017 to March 2020.
Where is Joseph Parker based?
Joseph Parker’s registered office is in Greenville, NC.
Is Joseph Parker registered with FINRA?
No. Joseph Parker has no current broker registration.
How can I verify Joseph Parker’s record?
Search CRD 5436765 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Parker’s full registration record.
