Joseph Mascioli has been an investment adviser representative at Cross State Financial Group since September 2023, and is not listed among the firm’s executive officers or direct owners. Joseph Mascioli holds a BS in Business Administration with a major in finance from the University of Maryland.
Cross State Financial Group LLC is an Albuquerque, NM firm with $188M under management, 406 clients and 10 advisers across 8 offices, as of its April 2026 filing.
Joe Mascioli works with Cross State Financial Group in its Colorado offices. He joined the firm in 2023. His areas of work include goals-based planning, business retirement plans, investment analysis and portfolio construction.
Joseph Mascioli’s longest registration is the current one, 3 years at Cross State Financial Group since 2023. Before joining Cross State Financial Group in 2023, Joseph Mascioli was registered through Raymond James Financial Services Advisors, Inc and Edward Jones.
- Berenz Wealth Management, LLCAlso current– present · 1 yearLittleton, CO · Adviser representative · Firm CRD 168826
- – present · 3 yearsLittleton, CO · Adviser representative · Firm CRD 282011
- Raymond James Financial Services Advisors, Inc– · 1 yearCentennial, CO · Adviser representative · Firm CRD 149018
- Edward Jones– · 2 yearsLittleton, CO · Adviser representative · Firm CRD 250
- Wells Fargo Advisors, LLC– · under a yearSan Diego, CA · Adviser representative · Firm CRD 19616
Professional designations
Listed by Cross State Financial Group
- Certified Plan Fiduciary Advisor (CPFA)
Investment adviser representative registrations
Joseph Mascioli is registered as an investment adviser representative in Colorado, since September 2023.
- ColoradoSince 13 September 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 4 September 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 October 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 September 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 4692655
- Firm
- Cross State Financial Group · CRD 282011
- Office
- Littleton, CO
- Registration
- Investment adviser registration
- In the industry since
- January 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- crossstatefinancial.com
Where does Joseph Mascioli work?
Joseph Mascioli is an investment adviser representative registered through Cross State Financial Group LLC since September 2023, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Mascioli a financial advisor?
Yes. Joseph Mascioli has a current investment-adviser registration in Colorado, through Cross State Financial Group since September 2023.
How many years of experience does Joseph Mascioli have?
Joseph Mascioli has 19 years in the financial industry, since January 2007, across 5 adviser firms.
What exams has Joseph Mascioli passed?
Joseph Mascioli has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2003. FINRA credited Joseph Mascioli with the SIE, which began in October 2018.
Where did Joseph Mascioli work before Cross State Financial Group?
Before Cross State Financial Group, Joseph Mascioli was registered through Raymond James Financial Services Advisors, Inc, January 2022 to September 2023; Edward Jones, May 2019 to February 2022; Wells Fargo Advisors, LLC, May 2010 to October 2010.
Where is Joseph Mascioli based?
Joseph Mascioli’s registered office is in Littleton, CO.
Is Joseph Mascioli registered with FINRA?
No. Joseph Mascioli has no current broker registration.
How can I verify Joseph Mascioli’s record?
Search CRD 4692655 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joseph Mascioli’s full registration record.