Joseph Granato has been an investment adviser representative at Imperity Wealth Alliance since March 2026, and is not listed among the firm’s executive officers or direct owners.
Imperity Wealth Alliance LLC is a Melville, NY firm with $140M under management, 363 clients and 10 advisers across 2 offices, as of its July 2026 filing.
Joseph Granato’s longest registration was 5 years at LPL Financial LLC (2018–2023). Before joining Imperity Wealth Alliance in 2026, Joseph Granato was registered through LPL Financial LLC and Invest Financial Corporation.
- Imperity Wealth Alliance LLCCurrent– present · under a yearNew York, NY · Adviser representative · Firm CRD 339113
- Commonwealth Financial NetworkAlso current– present · 2 yearsNew York, NY · Adviser representative · Firm CRD 8032
- LPL Financial LLC– · 5 yearsNew York, NY · Adviser representative · Firm CRD 6413
- Invest Financial Corporation– · under a yearMelville, NY · Adviser representative · Firm CRD 12984
Investment adviser representative registrations
Joseph Granato is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from December 2023; the most recent are Texas and Texas, in March 2026.
- New YorkSince 12 December 2023
- TexasSince 25 March 2026
- TexasResidentSince 25 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 November 2017 |
| Series 7 | General Securities Representative Examination | 29 July 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 April 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 March 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Joseph Santo Granato
- CRD
- 2211834
- Firm
- Imperity Wealth Alliance · CRD 339113
- Office
- 295 Madison Ave, Ste 915, New York, NY 10017
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1992
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joseph Granato work?
Joseph Granato is an investment adviser representative registered through Imperity Wealth Alliance LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Joseph Granato a financial advisor?
Yes. Joseph Granato has a current investment-adviser registration in New York, Texas and Texas, through Imperity Wealth Alliance since March 2026.
How many years of experience does Joseph Granato have?
Joseph Granato has 34 years in the financial industry, since March 1992, across 4 adviser firms.
What exams has Joseph Granato passed?
Joseph Granato has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 1992. FINRA credited Joseph Granato with the SIE, which began in October 2018.
Where did Joseph Granato work before Imperity Wealth Alliance?
Before Imperity Wealth Alliance, Joseph Granato was registered through LPL Financial LLC, February 2018 to December 2023; Invest Financial Corporation, November 2017 to February 2018.
Where is Joseph Granato based?
Joseph Granato’s registered office is in New York, NY.
Is Joseph Granato registered with FINRA?
Yes. Joseph Granato has a current broker registration, under CRD 2211834.
Source: FINRA BrokerCheck
How can I verify Joseph Granato’s record?
Search CRD 2211834 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joseph Granato’s full registration record.
