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Joseph Amato

Director, President & Chief Investment Officer - Equities at Neuberger Berman Investment Advisers

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joseph Amato is Director, President & Chief Investment Officer - Equities of Neuberger Berman Investment Advisers LLC, a New York investment adviser managing $399B. Joseph Amato has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 16, Series 24 and SIE.

Role at Neuberger Berman Investment Advisers

Title on Schedule A
Director, President & Chief Investment Officer - Equities
Control
Joseph Amato is a control person of Neuberger Berman Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Amato has held the filed role since May 2006.

The firm

Neuberger Berman Investment Advisers LLC
New York, NY

Form ADV filed 24 September 2026

$399B AUM43,954 clients646 advisers11 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2007
  3. Passed Series 16 · 1993
  4. Passed Series 7 · 1992

Registrations and exams

Broker registration; no current adviser registration. Joseph Amato has passed 4 qualifying exams.

Examinations

Series 2423 February 2007
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 1629 December 1993
Name
NYSE Supervisory Analyst Examination
Series 728 February 1992
Name
General Securities Representative Examination

Individual record

Full name
Joseph Vincent Amato
CRD
2210305
Firm
Neuberger Berman Investment Advisers LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joseph Amato work?

Joseph Amato has been Director, President & Chief Investment Officer - Equities of Neuberger Berman Investment Advisers LLC since May 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 September 2026

Does Joseph Amato have a current investment-adviser registration?

Joseph Amato has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joseph Amato passed?

Joseph Amato has passed 4 licensing exams: the Series 7, Series 16, Series 24 and SIE. The earliest, the Series 7, was passed in February 1992.

Source: IAPD individual record, checked 17 October 2026

Leadership at Neuberger Berman Investment Advisers

  • Ashok Bhatia
    Director, President & Chief Investment Officer - Fixed Income
  • Brad Cetron
    Chief Compliance Officer - Head of Compliance and Managing Director
  • Michael Chinni
    Treasurer
  • Kenneth deRegt
    Director
  • John Kramer
    Director
  • Leo Viola
    Controller
  • Stephen Wright
    Director, Managing Director

Sources

  1. IAPD individual record, CRD 2210305. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Neuberger Berman Investment Advisers LLC, filed 24 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Amato or Neuberger Berman Investment Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.