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John Kramer

Director at Neuberger Berman Investment Advisers

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Kramer is Director of Neuberger Berman Investment Advisers LLC, a New York investment adviser managing $399B. John Kramer has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Neuberger Berman Investment Advisers

Title on Schedule A
Director
Control
John Kramer is a control person of Neuberger Berman Investment Advisers.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Kramer has held the filed role since April 2023.

The firm

Neuberger Berman Investment Advisers LLC
New York, NY

Form ADV filed 24 September 2026

$399B AUM43,954 clients646 advisers11 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 · 2002
  3. Passed Series 7 and Series 24 · 2001
  4. Passed Series 3 · 1998

Registrations and exams

Broker registration; no current adviser registration. John Kramer has passed 5 qualifying exams.

Examinations

Series 6313 September 2002
Name
Uniform Securities Agent State Law Examination
Series 2415 November 2001
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 717 January 2001
Name
General Securities Representative Examination
Series 322 June 1998
Name
National Commodity Futures Examination

Individual record

Full name
John Douglas Kramer
CRD
2748043
Firm
Neuberger Berman Investment Advisers LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Kramer work?

John Kramer has been Director of Neuberger Berman Investment Advisers LLC since April 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 24 September 2026

Does John Kramer have a current investment-adviser registration?

John Kramer has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Kramer passed?

John Kramer has passed 5 licensing exams: the Series 3, Series 7, Series 24, Series 63 and SIE. The earliest, the Series 3, was passed in June 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Neuberger Berman Investment Advisers

  • Joseph Amato
    Director, President & Chief Investment Officer - Equities
  • Ashok Bhatia
    Director, President & Chief Investment Officer - Fixed Income
  • Brad Cetron
    Chief Compliance Officer - Head of Compliance and Managing Director
  • Michael Chinni
    Treasurer
  • Kenneth deRegt
    Director
  • Leo Viola
    Controller
  • Stephen Wright
    Director, Managing Director

Sources

  1. IAPD individual record, CRD 2748043. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Neuberger Berman Investment Advisers LLC, filed 24 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Kramer or Neuberger Berman Investment Advisers LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.