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Joseph Allessie

General Counsel and Secretary at Harris Associates

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
1
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joseph Allessie is General Counsel and Secretary of Harris Associates LP, a Chicago investment adviser managing $109B. Joseph Allessie has passed the SIE.

Role at Harris Associates

Title on Schedule A
General Counsel and Secretary
Control
Joseph Allessie is a control person of Harris Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Allessie has held the filed role since January 2026.

The firm

Harris Associates LP
Chicago, IL

Form ADV filed 4 August 2026

$109B AUM2,320 clients43 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2017

Registrations and exams

No current adviser or broker registration. Joseph Allessie has passed 1 qualifying exam.

Examinations

SIE6 December 2017
Name
Securities Industry Essentials Examination

Individual record

Full name
Joseph Allessie
CRD
3193402
Firm
Harris Associates LP
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joseph Allessie work?

Joseph Allessie has been General Counsel and Secretary of Harris Associates LP since January 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 August 2026

Does Joseph Allessie have a current investment-adviser registration?

Joseph Allessie has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joseph Allessie passed?

Joseph Allessie passed the SIE in December 2017.

Source: IAPD individual record, checked 17 October 2026

Leadership at Harris Associates

  • Alex Fitch
    Vice President, Co-Chief Investment Officer, US Equity and Director of U.S. Research
  • Justin Hance
    Vice President and Director of International Research
  • David Herro
    Vice President, Co-Chief Investment Officer, International Equity and Director of General Partner
  • Christopher Keller
    President
  • Eric Liu
    Vice President
  • William Nygren
    Vice President and Co-Chief Investment Officer, U.S. Equity
  • Zachary Weber
    Chief Financial Officer and Treasurer
  • Young Lee
    Chief Operating Officer
  • Kevin Christy
    Chief Compliance Officer
  • Robert Bierig
    Deputy Chairman
  • Anthony Coniaris
    Chairman, Co-Chief Investment Officer, International Equity and Director of General Partner
  • David Giunta
    Director of General Partner
  • Philippe Setbon
    Director of General Partner
  • Eric Ward
    Director of General Partner
  • Rana Wright
    Chief Legal and Administrative Officer and Director of General Partner

Sources

  1. IAPD individual record, CRD 3193402. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Harris Associates LP, filed 4 August 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

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This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Allessie or Harris Associates LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.