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Eric Liu

Vice President at Harris Associates

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Eric Liu is Vice President of Harris Associates LP, a Chicago investment adviser managing $109B. Eric Liu has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 6 and SIE.

Role at Harris Associates

Title on Schedule A
Vice President
Control
Eric Liu is a control person of Harris Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
Eric Liu has held the filed role since January 2019.

The firm

Harris Associates LP
Chicago, IL

Form ADV filed 4 August 2026

$109B AUM2,320 clients43 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 6 · 2017
  3. Passed Series 7 · 2002

Registrations and exams

Broker registration; no current adviser registration. Eric Liu has passed 3 qualifying exams.

Examinations

SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 620 October 2017
Name
Investment Company Products/Variable Contracts Representative Examination
Series 711 September 2002
Name
General Securities Representative Examination

Individual record

Full name
Eric Si Yuan Liu
CRD
4569669
Firm
Harris Associates LP
Registration status
Broker registration; no current adviser registration
Firm bio
harrisassoc.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Eric Liu is a partner, portfolio manager and senior international investment analyst at Harris Associates. The biography lists degrees from UCLA and the University of Chicago. Official firm biography

Education

Common questions

Where does Eric Liu work?

Eric Liu has been Vice President of Harris Associates LP since January 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 4 August 2026

Does Eric Liu have a current investment-adviser registration?

Eric Liu has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Eric Liu passed?

Eric Liu has passed 3 licensing exams: the Series 7, Series 6 and SIE. The earliest, the Series 7, was passed in September 2002.

Source: IAPD individual record, checked 18 October 2026

Leadership at Harris Associates

  • Alex Fitch
    Vice President, Co-Chief Investment Officer, US Equity and Director of U.S. Research
  • Justin Hance
    Vice President and Director of International Research
  • David Herro
    Vice President, Co-Chief Investment Officer, International Equity and Director of General Partner
  • Christopher Keller
    President
  • William Nygren
    Vice President and Co-Chief Investment Officer, U.S. Equity
  • Zachary Weber
    Chief Financial Officer and Treasurer
  • Young Lee
    Chief Operating Officer
  • Kevin Christy
    Chief Compliance Officer
  • joseph allessie
    General Counsel and Secretary
  • Robert Bierig
    Deputy Chairman
  • Anthony Coniaris
    Chairman, Co-Chief Investment Officer, International Equity and Director of General Partner
  • David Giunta
    Director of General Partner
  • Philippe Setbon
    Director of General Partner
  • Eric Ward
    Director of General Partner
  • Rana Wright
    Chief Legal and Administrative Officer and Director of General Partner

Sources

  1. IAPD individual record, CRD 4569669. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Harris Associates LP, filed 4 August 2026. Title, control and ownership bands.
  3. Harris Associates team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Eric Liu or Harris Associates LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.