Jon Thoms has been an investment adviser representative at Friday Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
Friday Financial, Inc. is a Dubuque, IA firm with $409M under management, 289 clients and 6 advisers in one office, as of its August 2026 filing.
Jon Thoms’ longest registration was 12 years at Avantax Planning Partners, Inc. (2014–2026). Before joining Friday Financial in 2026, Jon Thoms was registered through Avantax Planning Partners, Inc. and Investment Advisors.
- Avantax Planning Partners, Inc.– · 12 yearsDubuque, IA · Adviser representative · Firm CRD 106237
- Investment Advisors– · under a yearDavenport, IA · Adviser representative · Firm CRD 15708
Investment adviser representative registrations
Jon Thoms is registered as an investment adviser representative in 2 states. Each was approved in September 2026.
- IowaSince 25 September 2026
- MissouriSince 28 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 May 2014 |
| Series 7 | General Securities Representative Examination | 4 January 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jon F Thoms
- CRD
- 5902822
- Firm
- Friday Financial · CRD 329748
- Registration
- Investment adviser registration
- In the industry since
- March 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Jon Thoms work?
Jon Thoms is an investment adviser representative registered through Friday Financial, Inc. since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Jon Thoms a financial advisor?
Yes. Jon Thoms has a current investment-adviser registration in Iowa and Missouri, through Friday Financial since September 2026.
How many years of experience does Jon Thoms have?
Jon Thoms has 12 years in the financial industry, since March 2014, across 3 adviser firms.
What exams has Jon Thoms passed?
Jon Thoms has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2014. FINRA credited Jon Thoms with the SIE, which began in October 2018.
Where did Jon Thoms work before Friday Financial?
Before Friday Financial, Jon Thoms was registered through Avantax Planning Partners, Inc., May 2014 to July 2026; Investment Advisors, May 2014 to November 2014.
Is Jon Thoms registered with FINRA?
No. Jon Thoms has no current broker registration.
How can I verify Jon Thoms’ record?
Search CRD 5902822 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Thoms’ full registration record.
