Jon Theriault has been CFO, Trustee of the Theriault Family Living Trust DTD 10/05/2007 of R. S. Crum since July 2011, is a control person of the firm and directly owns between 25% and 50% of it. Jon Theriault holds a Bachelor of Science in Business Administration from the University of Arizona and an MBA in Finance from Pepperdine University.
R. S. Crum, Inc. is a Newport Beach, CA firm with $721M under management, 332 clients and 4 advisers in one office, as of its September 2026 filing.
Jon Theriault is a co-owner of RS Crum and serves as Senior Financial Advisor to many of the firm's clients. He joined RS Crum in 2008 after 13 years of providing specialized financial advisory services to business owners, including running his own mergers and acquisitions firm. He is currently on the Board of Directors of the Los Alamitos Education Foundation.
Jon Theriault’s longest registration is the current one, 15 years at R. S. Crum since 2011. Before joining R. S. Crum in 2011, Jon Theriault was registered through RS Crum, Inc.
- RS Crum Inc.Current– present · 15 yearsNewport Beach, CA · Adviser representative · Firm CRD 158621
- RS Crum, Inc.– · under a yearNewport Beach, CA · Adviser representative · Firm CRD 105415
Professional designations
Listed by R. S. Crum
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Jon Theriault is registered as an investment adviser representative in 2 states. The first approvals date from September 2011; the most recent is Texas, in October 2020.
- CaliforniaSince 21 September 2011
- TexasSince 21 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 21 December 2000 |
| Series 7 | General Securities Representative Examination | 14 December 2000 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Jon Robert Theriault
- CRD
- 4297295
- Firm
- R. S. Crum · CRD 158621
- Role
- CFO, Trustee of the Theriault Family Living Trust DTD 10/05/2007
- Office
- 4 UPPER NEWPORT PLAZA DRIVE, SUITE 201, Newport Beach, CA 92660
- Registration
- Investment adviser registration
- In the industry since
- April 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rscrum.com
Where does Jon Theriault work?
Jon Theriault has been CFO, Trustee of the Theriault Family Living Trust DTD 10/05/2007 of R. S. Crum, Inc. since July 2011, and is a control person of the firm.
Is Jon Theriault a financial advisor?
Yes. Jon Theriault has a current investment-adviser registration in California and Texas, through R. S. Crum since September 2011.
How many years of experience does Jon Theriault have?
Jon Theriault has 15 years in the financial industry, since April 2011, across 2 adviser firms.
What exams has Jon Theriault passed?
Jon Theriault has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 2000.
Where did Jon Theriault work before R. S. Crum?
Before R. S. Crum, Jon Theriault was registered through RS Crum, Inc., March 2011 to September 2011.
Where is Jon Theriault based?
Jon Theriault’s registered office is in Newport Beach, CA.
Is Jon Theriault registered with FINRA?
No. Jon Theriault has no current broker registration.
Is Jon Theriault a CFP?
R. S. Crum lists Jon Theriault with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Jon Theriault’s record?
Search CRD 4297295 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jon Theriault’s full registration record.
Mark RylanceCEO, Trustee of the Rylance Family Trust DTD 9/29/2003
Daniel SextonCCO (Since 2011), Trustee of Daniel and Kristina Sexton Family Living Trust of 2016 DTD 06/29/2016 (Since 2016)- Holly RylanceTrustee of the Rylance Family Trust DTD 9/29/2003
- Kirsten TheriaultTrustee of the Theriault Family Trust DTD 10/05/2007
- Kristina SextonTrustee of Daniel and Kristina Sexton Family Living Trust of 2016 DTD 06/29/2016