John Walling has been an investment adviser representative at Gilbert Greg RIA since December 2020, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
John Walling’s longest registration is the current one, 5 years at Gilbert Greg RIA since 2020. Before joining Gilbert Greg RIA in 2020, John Walling was registered through Infinity Financial Services and FSC Securities Corporation.
- – present · 5 yearsWillis, TX · Adviser representative · Firm CRD 304981
- Infinity Financial Services– · 5 yearsOakland, CA · Adviser representative · Firm CRD 144302
- FSC Securities Corporation– · 3 yearsWillis, TX · Adviser representative · Firm CRD 7461
- Next Financial Group, Inc.– · 3 yearsWillis, TX · Adviser representative · Firm CRD 46214
- Capital Financial Services, Inc.– · 2 yearsWillis, TX · Adviser representative · Firm CRD 8408
- Empire Investment Advisors. Inc– · 1 yearBrentwood, TN · Adviser representative · Firm CRD 108006
Investment adviser representative registrations
John Walling is registered as an investment adviser representative in Texas, since December 2020.
- TexasSince 24 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 17 November 2003 |
| Series 22 | Direct Participation Programs Representative Examination | 3 March 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 May 1987 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 November 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John McKinley Walling
- CRD
- 1586153
- Firm
- Gilbert Greg RIA · CRD 304981
- Office
- Willis, TX
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1987
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Walling work?
John Walling is an investment adviser representative registered through Gilbert Greg RIA, LLC since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is John Walling a financial advisor?
Yes. John Walling has a current investment-adviser registration in Texas, through Gilbert Greg RIA since December 2020.
How many years of experience does John Walling have?
John Walling has 39 years in the financial industry, since June 1987, across 6 adviser firms.
What exams has John Walling passed?
John Walling has passed 4 licensing exams: the Series 6, Series 63, Series 22 and Series 65. The earliest, the Series 6, was passed in November 1986. FINRA credited John Walling with the SIE, which began in October 2018.
Where did John Walling work before Gilbert Greg RIA?
Before Gilbert Greg RIA, John Walling was registered through FSC Securities Corporation, March 2012 to December 2015; Next Financial Group, Inc., March 2008 to February 2012; Capital Financial Services, Inc., October 2005 to March 2008; Empire Investment Advisors. Inc, January 2004 to October 2005.
Where is John Walling based?
John Walling’s registered office is in Willis, TX.
Is John Walling registered with FINRA?
Yes. John Walling has a current broker registration, under CRD 1586153.
Source: FINRA BrokerCheck
How can I verify John Walling’s record?
Search CRD 1586153 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Walling’s full registration record.