John Shockey has been an investment adviser representative at Strategic Asset Management since April 2026, and is not listed among the firm’s executive officers or direct owners.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
John Shockey’s longest registration was 9 years at Independent Solutions Wealth Management, LLC (2016–2025). Before joining Strategic Asset Management in 2026, John Shockey was registered through Independent Solutions Wealth Management, LLC and Cetera Investment Advisers LLC.
- – present · under a yearGranbury, TX · Adviser representative · Firm CRD 306384
- Independent Solutions Wealth Management, LLC– · 9 yearsMarshall, TX · Adviser representative · Firm CRD 144733
- Cetera Investment Advisers LLC– · under a yearShreveport, LA · Adviser representative · Firm CRD 105644
- J P Turner & Company Capital Management, LLC– · 1 yearShreveport, LA · Adviser representative · Firm CRD 124446
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 8 yearsShreveport, LA · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
John Shockey is registered as an investment adviser representative in Texas, since April 2026.
- TexasSince 23 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 27 June 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 2002 |
| Series 7 | General Securities Representative Examination | 1 May 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John L Shockey
- CRD
- 4500774
- Firm
- Strategic Asset Management · CRD 306384
- Office
- Granbury, TX
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does John Shockey work?
John Shockey is an investment adviser representative registered through Strategic Asset Management LLC. since April 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Shockey a financial advisor?
Yes. John Shockey has a current investment-adviser registration in Texas, through Strategic Asset Management since April 2026.
How many years of experience does John Shockey have?
John Shockey has 24 years in the financial industry, since October 2002, across 5 adviser firms.
What exams has John Shockey passed?
John Shockey has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 2002. FINRA credited John Shockey with the SIE, which began in October 2018.
Where did John Shockey work before Strategic Asset Management?
Before Strategic Asset Management, John Shockey was registered through Independent Solutions Wealth Management, LLC, February 2016 to November 2025; Cetera Investment Advisers LLC, October 2015 to February 2016; J P Turner & Company Capital Management, LLC, March 2014 to November 2015; Merrill Lynch, Pierce, Fenner & Smith Incorporated, July 2005 to March 2014.
Where is John Shockey based?
John Shockey’s registered office is in Granbury, TX.
Is John Shockey registered with FINRA?
No. John Shockey has no current broker registration.
How can I verify John Shockey’s record?
Search CRD 4500774 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Shockey’s full registration record.