John Rockeman has been an investment adviser representative at Mountain Capital Investment Advisors since October 2019, and is not listed among the firm’s executive officers or direct owners. John Rockeman holds a B.S. from Leeds School of Business, University of Colorado.
Mountain Capital Investment Advisors Inc is a Westminster, CO firm with $929M under management, 1,191 clients and 15 advisers across 5 offices, as of its July 2026 filing.
Jay Rockeman is Airline Financial Advisor of Mountain Capital Investment Advisors. He is responsible for financial planning, client interactions and business development. He has been involved in the aviation industry for 20+ years as a commercial pilot, and for over 10 of those years also worked as a financial planner, mortgage brokerage owner and business operations consultant for small business startups.
- – present · 7 yearsWestminster, CO · Adviser representative · Firm CRD 156660
Investment adviser representative registrations
John Rockeman is registered as an investment adviser representative in Colorado, since October 2019.
- ColoradoSince 9 October 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 2019 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 March 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 October 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Anthony Rockeman
- CRD
- 4421138
- Firm
- Mountain Capital Investment Advisors · CRD 156660
- Office
- 12235 PECOS ST, SUITE 100, Westminster, CO 80234
- Registration
- Investment adviser registration
- In the industry since
- October 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- mountaincapital.us
Where does John Rockeman work?
John Rockeman is an investment adviser representative registered through Mountain Capital Investment Advisors Inc since October 2019, and is not listed among the firm’s executive officers or direct owners.
Is John Rockeman a financial advisor?
Yes. John Rockeman has a current investment-adviser registration in Colorado, through Mountain Capital Investment Advisors since October 2019.
How many years of experience does John Rockeman have?
John Rockeman has 7 years in the financial industry, since October 2019, across 1 adviser firm.
What exams has John Rockeman passed?
John Rockeman has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2001.
Where is John Rockeman based?
John Rockeman’s registered office is in Westminster, CO.
Is John Rockeman registered with FINRA?
No. John Rockeman has no current broker registration.
How can I verify John Rockeman’s record?
Search CRD 4421138 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Rockeman’s full registration record.
