John Polovick has been an investment adviser representative at Keystone Wealth Services since November 2022, and is not listed among the firm’s executive officers or direct owners.
Keystone Wealth Services, LLC is a Palm Desert, CA firm with $861M under management, 635 clients and 11 advisers across 2 offices, as of its August 2026 filing.
John Polovick is Senior Financial Advisor of Keystone Private Wealth. He has more than a decade of experience working with private wealth clients. He was responsible for managing client assets at Fidelity Investments and then Strategic Wealth Advisors Group, and before Fidelity worked with financial institutions, including JPMorgan Chase Bank.
John Polovick’s longest registration is the current one, 3 years at Keystone Wealth Services since 2022. Before joining Keystone Wealth Services in 2022, John Polovick was registered through Strategic Wealth Advisors Group and Fidelity Personal and Workplace Advisors.
- Hoainvest LLCAlso current– present · under a yearPalm Desert, CA · Adviser representative · Firm CRD 343069
- Keystone Private WealthCurrent– present · 3 yearsPalm Desert, CA · Adviser representative · Firm CRD 301924
- Strategic Wealth Advisors Group– · 2 yearsRancho Mirage, CA · Adviser representative · Firm CRD 283824
- Fidelity Personal and Workplace Advisors– · 2 yearsBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 2 yearsPalm Desert, CA · Adviser representative · Firm CRD 104555
- J.P. Morgan Securities LLC– · 1 yearIndio, CA · Adviser representative · Firm CRD 79
Investment adviser representative registrations
John Polovick is registered as an investment adviser representative in 2 states. The first approvals date from November 2022; the most recent is Texas, in January 2023.
- CaliforniaSince 2 November 2022
- TexasSince 4 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 25 July 2014 |
| Series 7 | General Securities Representative Examination | 8 July 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 March 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John C Polovick
- CRD
- 5755205
- Firm
- Keystone Wealth Services · CRD 301924
- Office
- 73575 EL PASEO, SUITE 2300, Palm Desert, CA 92260
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- keystoneprivatewealth.com
Where does John Polovick work?
John Polovick is an investment adviser representative registered through Keystone Wealth Services, LLC since November 2022, and is not listed among the firm’s executive officers or direct owners.
Is John Polovick a financial advisor?
Yes. John Polovick has a current investment-adviser registration in California and Texas, through Keystone Wealth Services since November 2022.
How many years of experience does John Polovick have?
John Polovick has 16 years in the financial industry, since February 2010, across 6 adviser firms.
What exams has John Polovick passed?
John Polovick has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in February 2010. FINRA credited John Polovick with the SIE, which began in October 2018.
Where did John Polovick work before Keystone Wealth Services?
Before Keystone Wealth Services, John Polovick was registered through Fidelity Personal and Workplace Advisors, July 2018 to August 2020; Strategic Advisers LLC, August 2015 to July 2018; J.P. Morgan Securities LLC, July 2014 to August 2015.
Where is John Polovick based?
John Polovick’s registered office is in Palm Desert, CA.
Is John Polovick registered with FINRA?
Yes. John Polovick has a current broker registration, under CRD 5755205.
Source: FINRA BrokerCheck
How can I verify John Polovick’s record?
Search CRD 5755205 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Polovick’s full registration record.
