Role at Tidal Investments
- Title on Schedule A
- Chief Trading Officer
- Control
- John Pestrichelli is a control person of Tidal Investments.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Pestrichelli has held the filed role since January 2025.
The firm
Form ADV filed 27 March 2026
Career on record
- Zega Investments, LLCCurrent– present · 2 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 330428
- Zega Financial, LLC– · 14 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 156803
- Passed Series 65 · 2011
- Passed Series 3 · 2007
- Passed Series 24 and Series 4 · 2000
- Passed Series 7 and Series 63 · 1999
Registrations and exams
John Pestrichelli has a current investment-adviser registration in Texas and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved, resident | 27 August 2024 |
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 17 June 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 November 1999 |
| Series 4 | Registered Options Principal Examination | 19 April 2000 |
| Series 24 | General Securities Principal Examination | 19 January 2000 |
| Series 3 | National Commodity Futures Examination | 22 August 2007 |
| Series 7 | General Securities Representative Examination | 5 October 1999 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John Alexander Pestrichelli
- CRD
- 4008186
- Registration status
- Investment adviser registration
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does John Pestrichelli work?
John Pestrichelli has been Chief Trading Officer of Tidal Investments LLC since January 2025, and is a control person of the firm.
Is John Pestrichelli a financial advisor?
Yes. John Pestrichelli has a current investment-adviser registration in Texas, as of 17 October 2026.
How many years of experience does John Pestrichelli have?
John Pestrichelli has worked in the financial industry for 15 years as of 17 October 2026, counted from 20 June 2011, across 2 adviser firms.
What exams has John Pestrichelli passed?
John Pestrichelli has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 4, Series 3 and Series 65. The earliest, the Series 7, was passed in October 1999.
Where was John Pestrichelli previously registered as an investment adviser?
John Pestrichelli has past investment-adviser registrations through Zega Financial, LLC, June 2011 to January 2025, across 2 firms.
Leadership at Tidal Investments
- Gavin FilmoreChief Executive Officer / Director
- Ronnie RivenChief Financial Officer
- Eric FalkeisChief Operating Officer
- William WoolvertonChief Compliance Officer
- Anthony BroglioDirector
- Claire Du PlessisChief Marketing Officer
- Michael PellegrinoGeneral Counsel
- Douglas ReschoDirector
- Guillermo TriasExecutive Chairman / Director
- Michael VenutoChief Investment Officer / Director