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Anthony Broglio

Director at Tidal Investments

Officer record from the firm’s Form ADVForm ADV filed 27 March 2026

Anthony Broglio is Director of Tidal Investments LLC, a Milwaukee investment adviser.

Role at Tidal Investments

Title on Schedule A
Director
Control
Anthony Broglio is a control person of Tidal Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Anthony Broglio has held the filed role since August 2025.

The firm

Tidal Investments LLC
Milwaukee, WI

Form ADV filed 27 March 2026

$45.8B AUM343 clients50 advisers5 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Anthony Broglio is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Anthony Broglio
CRD
2870344
Firm
Tidal Investments LLC
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Anthony Broglio work?

Anthony Broglio has been Director of Tidal Investments LLC since August 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Leadership at Tidal Investments

  • Gavin Filmore
    Chief Executive Officer / Director
  • Ronnie Riven
    Chief Financial Officer
  • Eric Falkeis
    Chief Operating Officer
  • William Woolverton
    Chief Compliance Officer
  • Claire Du Plessis
    Chief Marketing Officer
  • Michael Pellegrino
    General Counsel
  • John Pestrichelli
    Chief Trading Officer
  • Douglas Rescho
    Director
  • Guillermo Trias
    Executive Chairman / Director
  • Michael Venuto
    Chief Investment Officer / Director

Sources

  1. IAPD individual lookup, CRD 2870344. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Tidal Investments LLC, filed 27 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Anthony Broglio or Tidal Investments LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.