John Osorio has been an investment adviser representative at Imperity Wealth Alliance since March 2026, and is not listed among the firm’s executive officers or direct owners.
Imperity Wealth Alliance LLC is a Melville, NY firm with $140M under management, 363 clients and 10 advisers across 2 offices, as of its July 2026 filing.
John Osorio’s longest registration was 11 years at FSC Securities Corporation (2000–2012). Before joining Imperity Wealth Alliance in 2026, John Osorio was registered through LPL Financial LLC and Invest Financial Corporation.
- Imperity Wealth Alliance LLCCurrent– present · under a yearNew York, NY · Adviser representative · Firm CRD 339113
- Commonwealth Financial NetworkAlso current– present · 2 yearsNew York, NY · Adviser representative · Firm CRD 8032
- LPL Financial LLC– · 5 yearsNew York, NY · Adviser representative · Firm CRD 6413
- Invest Financial Corporation– · 6 yearsNew York, NY · Adviser representative · Firm CRD 12984
- FSC Securities Corporation– · 11 yearsNew York, NY · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
John Osorio is registered as an investment adviser representative in 2 states. The first approvals date from December 2023; the most recent is Texas, in March 2026.
- New YorkSince 12 December 2023
- TexasSince 25 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 12 December 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 8 December 2003 |
| Series 24 | General Securities Principal Examination | 8 July 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 October 1991 |
| Series 7 | General Securities Representative Examination | 18 November 1989 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Charles Osorio
- CRD
- 2005394
- Firm
- Imperity Wealth Alliance · CRD 339113
- Office
- 295 Madison Ave, Suite 915, New York, NY 10017
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1991
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does John Osorio work?
John Osorio is an investment adviser representative registered through Imperity Wealth Alliance LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is John Osorio a financial advisor?
Yes. John Osorio has a current investment-adviser registration in New York and Texas, through Imperity Wealth Alliance since March 2026.
How many years of experience does John Osorio have?
John Osorio has 34 years in the financial industry, since December 1991, across 5 adviser firms.
What exams has John Osorio passed?
John Osorio has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 53 and Series 52TO. The earliest, the Series 7, was passed in November 1989. FINRA credited John Osorio with the SIE, which began in October 2018.
Where did John Osorio work before Imperity Wealth Alliance?
Before Imperity Wealth Alliance, John Osorio was registered through LPL Financial LLC, February 2018 to December 2023; Invest Financial Corporation, February 2012 to February 2018; FSC Securities Corporation, March 2000 to February 2012.
Where is John Osorio based?
John Osorio’s registered office is in New York, NY.
Is John Osorio registered with FINRA?
Yes. John Osorio has a current broker registration, under CRD 2005394.
Source: FINRA BrokerCheck
How can I verify John Osorio’s record?
Search CRD 2005394 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish John Osorio’s full registration record.
