John Marty has been an investment adviser representative at RB Capital Management since April 2016, and is not listed among the firm’s executive officers or direct owners. John Marty holds a Bachelor's degree in Finance from the University of San Francisco and a Master of Business Administration (MBA) from the University of San Francisco.
RB Capital Management, LLC is a Reno, NV firm with $931M under management, 648 clients and 14 advisers across 12 offices, as of its March 2026 filing.
John Marty is Vice President, Investment Advisory of RB Capital Management, LLC, based in Burlingame, CA. He has been in the financial services industry since 1988 and focuses on financial planning for his clients, taking a holistic approach. He spent 12 years as Treasurer for the City of San Bruno and was Chairman of the San Mateo County Treasurer's Oversight Committee.
John Marty’s longest registration is the current one, 10 years at RB Capital Management since 2016. Before joining RB Capital Management in 2016, John Marty was registered through Cetera Advisors LLC and Gunnallen Financial, Inc.
- FSC Securities Corporation– · under a yearBurlingame,, CA · Adviser representative · Firm CRD 7461
- RB Capital Management, LLCCurrent– present · 10 yearsBurlingame, CA · Adviser representative · Firm CRD 125678
- Cetera Advisors LLC– · 3 yearsBurlingame, CA · Adviser representative · Firm CRD 10299
- Gunnallen Financial, Inc– · 1 yearBrisbane, CA · Adviser representative · Firm CRD 17609
- U.S. Bancorp Piper Jaffray Inc.– · 5 yearsSan Francisco, CA · Adviser representative · Firm CRD 665
Investment adviser representative registrations
John Marty is registered as an investment adviser representative in California, since April 2016.
- CaliforniaSince 1 April 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 October 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 12 May 1997 |
| Series 7 | General Securities Representative Examination | 6 May 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 November 1996 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 November 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Eugene Marty
- CRD
- 2822873
- Firm
- RB Capital Management · CRD 125678
- Office
- 345 Lorton Avenue, Suite 302, Burlingame, CA 94011-4212
- Registration
- Investment adviser registration
- In the industry since
- December 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rbcapitalmanagement.com
Where does John Marty work?
John Marty is an investment adviser representative registered through RB Capital Management, LLC since April 2016, and is not listed among the firm’s executive officers or direct owners.
Is John Marty a financial advisor?
Yes. John Marty has a current investment-adviser registration in California, through RB Capital Management since April 2016.
How many years of experience does John Marty have?
John Marty has 29 years in the financial industry, since December 1996, across 5 adviser firms.
What exams has John Marty passed?
John Marty has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in November 1996. FINRA credited John Marty with the SIE, which began in October 2018.
Where did John Marty work before RB Capital Management?
Before RB Capital Management, John Marty was registered through Gunnallen Financial, Inc, September 2003 to October 2004; U.S. Bancorp Piper Jaffray Inc., June 1998 to September 2003.
Where is John Marty based?
John Marty’s registered office is in Burlingame, CA.
Is John Marty registered with FINRA?
No. John Marty has no current broker registration.
How can I verify John Marty’s record?
Search CRD 2822873 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Marty’s full registration record.
