Robert Ballan has been Managing Member of RB Capital Management since April 2000, is a control person of the firm and directly owns 75% or more of it.
RB Capital Management, LLC is a Reno, NV firm with $931M under management, 648 clients and 14 advisers across 12 offices, as of its March 2026 filing.
Rob Ballan is Chief Executive Officer and Chief Investment Officer of RB Capital Management, LLC, based in Reno, NV. He is the founder of the firm and is responsible for overseeing all portfolio management activities. He specializes in option strategies for protection and managed fixed income for each custom portfolio, and developed the firm's proprietary fixed income, equity and protective portfolio strategies.
Investment adviser representative registrations
Robert Ballan is registered as an investment adviser representative in 3 states. Each was approved in January 2016.
- CaliforniaSince 7 January 2016
- NevadaSince 22 January 2016
- TexasSince 7 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 May 2000 |
| Series 3 | National Commodity Futures Examination | 19 August 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 February 1988 |
| Series 7 | General Securities Representative Examination | 16 August 1986 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert William Ballan
- CRD
- 1536058
- Firm
- RB Capital Management · CRD 125678
- Role
- Managing Member
- Registration
- Investment adviser registration
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rbcapitalmanagement.com
Where does Robert Ballan work?
Robert Ballan has been Managing Member of RB Capital Management, LLC since April 2000, and is a control person of the firm.
Is Robert Ballan a financial advisor?
Yes. Robert Ballan has a current investment-adviser registration in California, Nevada and Texas, through RB Capital Management since January 2016.
How many years of experience does Robert Ballan have?
Robert Ballan has 26 years in the financial industry, since August 2000, across 1 adviser firm.
What exams has Robert Ballan passed?
Robert Ballan has passed 4 licensing exams: the Series 7, Series 63, Series 3 and Series 65. The earliest, the Series 7, was passed in August 1986.
Is Robert Ballan registered with FINRA?
No. Robert Ballan has no current broker registration.
How can I verify Robert Ballan’s record?
Search CRD 1536058 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Ballan’s full registration record.