John Lund has been an investment adviser representative at RIA Advisory Group since July 2025, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
John Lund’s longest registration was 4 years at Securities America Advisors, Inc. (2015–2020). Before joining RIA Advisory Group in 2025, John Lund was registered through BFC Planning, Inc. and Garnett Investment Strategies.
- RIA Advisory Group, LLCCurrent– present · 1 yearRapid City, SD · Adviser representative · Firm CRD 152566
- BFC Planning, Inc.– · 2 yearsNorfolk, NE · Adviser representative · Firm CRD 119682
- Garnett Investment Strategies– · under a yearNorfolk, NE · Adviser representative · Firm CRD 282370
- LPL Financial LLC– · 1 yearNorfolk, NE · Adviser representative · Firm CRD 6413
- Securities America Advisors, Inc.– · 4 yearsNorfolk, NE · Adviser representative · Firm CRD 110518
Investment adviser representative registrations
John Lund is registered as an investment adviser representative in South Dakota, since July 2025.
- South DakotaSince 14 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 August 2015 |
| Series 7 | General Securities Representative Examination | 9 July 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John T Lund
- CRD
- 6504480
- Firm
- RIA Advisory Group · CRD 152566
- Office
- Rapid City, SD
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does John Lund work?
John Lund is an investment adviser representative registered through RIA Advisory Group, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is John Lund a financial advisor?
Yes. John Lund has a current investment-adviser registration in South Dakota, through RIA Advisory Group since July 2025.
How many years of experience does John Lund have?
John Lund has 9 years in the financial industry, since November 2016, across 5 adviser firms.
What exams has John Lund passed?
John Lund has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2015. FINRA credited John Lund with the SIE, which began in October 2018.
Where did John Lund work before RIA Advisory Group?
Before RIA Advisory Group, John Lund was registered through BFC Planning, Inc., May 2023 to June 2025; Garnett Investment Strategies, October 2022 to March 2023; LPL Financial LLC, February 2020 to July 2021; Securities America Advisors, Inc., August 2015 to February 2020.
Where is John Lund based?
John Lund’s registered office is in Rapid City, SD.
Is John Lund registered with FINRA?
No. John Lund has no current broker registration.
How can I verify John Lund’s record?
Search CRD 6504480 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Lund’s full registration record.
