John Lambert has been an investment adviser representative at Caitlin John since August 2017, and is not listed among the firm’s executive officers or direct owners.
Caitlin John, LLC is a Brighton, MI firm with $215M under management, 602 clients and 25 advisers across 14 offices, as of its September 2026 filing.
John Lambert’s longest registration is the current one, 9 years at Caitlin John since 2017. Before joining Caitlin John in 2017, John Lambert was registered through The Huntington Investment Company and LPL Financial LLC.
- Simplyria Advisor NetworkCurrent– present · 9 yearsBrighton, MI · Adviser representative · Firm CRD 154494
- The Huntington Investment Company– · under a yearFlint, MI · Adviser representative · Firm CRD 16986
- LPL Financial LLC– · 8 yearsFlint, MI · Adviser representative · Firm CRD 6413
- Ifmg Securities, Inc.– · 1 yearTraverse City, MI · Adviser representative · Firm CRD 14416
Investment adviser representative registrations
John Lambert is registered as an investment adviser representative in 2 states. The first approvals date from August 2017; the most recent is Texas, in May 2026.
- MichiganSince 1 August 2017
- TexasSince 26 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 June 2006 |
| Series 24 | General Securities Principal Examination | 25 September 2001 |
| Series 7 | General Securities Representative Examination | 29 January 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 October 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- John Charles Lambert
- CRD
- 2399193
- Firm
- Caitlin John · CRD 154494
- Office
- 1024 E. GRAND RIVER AVE, SUITE B, Brighton, MI 48116
- Registration
- Investment adviser registration
- In the industry since
- January 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does John Lambert work?
John Lambert is an investment adviser representative registered through Caitlin John, LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is John Lambert a financial advisor?
Yes. John Lambert has a current investment-adviser registration in Michigan and Texas, through Caitlin John since August 2017.
How many years of experience does John Lambert have?
John Lambert has 32 years in the financial industry, since January 1994, across 4 adviser firms.
What exams has John Lambert passed?
John Lambert has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 24 and Series 66. The earliest, the Series 63, was passed in October 1993. FINRA credited John Lambert with the SIE, which began in October 2018.
Where did John Lambert work before Caitlin John?
Before Caitlin John, John Lambert was registered through LPL Financial LLC, March 2008 to February 2017; Ifmg Securities, Inc., October 2006 to March 2008.
Where is John Lambert based?
John Lambert’s registered office is in Brighton, MI.
Is John Lambert registered with FINRA?
No. John Lambert has no current broker registration.
How can I verify John Lambert’s record?
Search CRD 2399193 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Lambert’s full registration record.