John Labriola has been Managing Member & Chief Compliance Officer of Laguna Wealth Advisors since April 2013, is a control person of the firm and directly owns 75% or more of it. John Labriola holds a Bachelor of Science in Civil & Environmental Engineering from the University of California, Irvine and an MBA from the University of Southern California.
Laguna Wealth Advisors, LLC is a firm with $161M under management, 299 clients and 4 advisers across 2 offices, as of its July 2026 filing.
John LaBriola is a wealth management professional at Laguna Wealth Advisors, LLC. He has worked in wealth management since 1993. He listens to client needs, analyzes their data, formulates a plan, and implements investments using tactical portfolios.
John Labriola’s longest registration was 15 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (1994–2010). Before joining Laguna Wealth Advisors in 2013, John Labriola was registered through Sagent Wealth Management and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Laguna Wealth Advisors, LLCCurrent– present · 13 yearsDana Point, CA · Adviser representative · Firm CRD 167847
- Sagent Wealth Management– · 3 yearsNewport Beach, CA · Adviser representative · Firm CRD 147890
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 15 yearsLaguna Hills, CA · Adviser representative · Firm CRD 7691
Professional designations
Listed by Laguna Wealth Advisors
- CFP®
Investment adviser representative registrations
John Labriola is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in August 2013.
- CaliforniaSince 1 August 2013
- TexasResidentSince 8 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 31 | Futures Managed Funds Examination | 29 May 2010 |
| Series 66 | Uniform Combined State Law Examination | 16 October 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 February 1993 |
| Series 7 | General Securities Representative Examination | 2 February 1993 |
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Robert Labriola
- CRD
- 2308699
- Firm
- Laguna Wealth Advisors · CRD 167847
- Role
- Managing Member & Chief Compliance Officer
- Office
- Dana Point, CA
- Registration
- Investment adviser registration
- In the industry since
- February 1994
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lagunawealth.com
Where does John Labriola work?
John Labriola has been Managing Member & Chief Compliance Officer of Laguna Wealth Advisors, LLC since April 2013, and is a control person of the firm.
Is John Labriola a financial advisor?
Yes. John Labriola has a current investment-adviser registration in California and Texas, through Laguna Wealth Advisors since August 2013.
How many years of experience does John Labriola have?
John Labriola has 32 years in the financial industry, since February 1994, across 3 adviser firms.
What exams has John Labriola passed?
John Labriola has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 31. The earliest, the Series 7, was passed in February 1993.
Where did John Labriola work before Laguna Wealth Advisors?
Before Laguna Wealth Advisors, John Labriola was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 1994 to January 2010.
Where is John Labriola based?
John Labriola’s registered office is in Dana Point, CA.
Is John Labriola registered with FINRA?
No. John Labriola has no current broker registration.
Is John Labriola a CFP?
Laguna Wealth Advisors lists John Labriola with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify John Labriola’s record?
Search CRD 2308699 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Labriola’s full registration record.