Laguna Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Laguna Wealth Advisors reports 299 clients. They include 242 individual clients, 46 high-net-worth individuals, and 8 corporations and other businesses. Of its assets, 99.9% ($161M across 655 accounts) are managed with discretion; $193K across 30 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 30% |
| High-net-worth individuals | 15% | 66% |
| Pension and profit-sharing plans | 1% | 3% |
| Corporations and other businesses | 3% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 242 | $49M | 30.4% | $203K |
| High-net-worth individuals | 46 | $106M | 65.6% | $2.3M |
| Pension and profit-sharing plans | Fewer than 5 | $4.3M | 2.7% | $1.43M |
| Corporations and other businesses | 8 | $2.12M | 1.3% | $264K |
| Total | 299 | $161M | 100% | — |
- Clients
- 242
- Regulatory AUM
- $49M
- AUM share
- 30.4%
- Avg. per client
- $203K
- Clients
- 46
- Regulatory AUM
- $106M
- AUM share
- 65.6%
- Avg. per client
- $2.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.3M
- AUM share
- 2.7%
- Avg. per client
- $1.43M
- Clients
- 8
- Regulatory AUM
- $2.12M
- AUM share
- 1.3%
- Avg. per client
- $264K
Total
- Clients
- 299
- Regulatory AUM
- $161M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Laguna Wealth Advisors charges 0.65%–1.50% a year for its Comprehensive Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$1M | 1.25% |
| $1M–$3M | 0.90% |
| $3M and above | 0.65% |
Fee details and sources
Other fees
- Estate Planning Services
- Estate planning is billed as a flat fee that will not exceed $4,000, with the fee set in the signed consulting agreement.
- Retirement Plan Consulting
- Retirement plan consulting is billed on a percentage of plan assets under management, not to exceed 1.50%, with the fee set in the consulting agreement.
John Labriola owns 75% or more of Laguna Wealth Advisors. The leadership team of Laguna Wealth Advisors includes Chief Compliance Officer John Labriola. It has 4 employees.
Leadership
John LabriolaManaging Member & Chief Compliance Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- 1 soliciting firm
- Owns 75% or more of Laguna Wealth Advisors, LLC
John Labriola
Control person · since April 2013
Laguna Wealth Advisors’ regulatory assets grew from $117M (March 2024) to $161M (July 2026); clients rose from 240 to 299 and employees from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $161M | 299 | 4 | 2 |
| March 2025 | $129M | 236 | 3 | 2 |
| March 2024 | $117M | 240 | 2 | 2 |
Besides its headquarters, Laguna Wealth Advisors has 1 office, with 2 listed addresses in California.
California · 1 listed address
- 300 Spectrum Center, Suite 400, Irvine
Contact and registration details
- Legal name
- Laguna Wealth Advisors, LLC
- Headquarters
- Not reported
- Website
- lagunawealth.com
- Phone
- 949-464-4466
- SEC file
- 801-129282
- Structure
- California LLC
- Fiscal year end
- December
Laguna Wealth Advisors uses Charles Schwab ($157M) as custodian for its separately managed accounts. Laguna Wealth Advisors has custody of $37.9M in client assets for 73 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $157M100%
At year end, Laguna Wealth Advisors’ separately managed accounts were mostly in funds (82%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds82%
- Registered funds80%
- Pooled vehicles2%
- Bonds1%
- Cash1%
- Other1%
- Misch.1%
How many clients does Laguna Wealth Advisors have?
Laguna Wealth Advisors has 299 clients and manages $161 million for them, as of July 2026. They include 242 individual clients, 46 high-net-worth individuals, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does Laguna Wealth Advisors offer?
Laguna Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Laguna Wealth Advisors charge?
Laguna Wealth Advisors charges 0.65%–1.50% a year for its Comprehensive Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: PART 2A OF FORM ADV: FIRM BROCHURE, filed 16 July 2026
Which custodians does Laguna Wealth Advisors use?
Laguna Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $157M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does Laguna Wealth Advisors have?
Laguna Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Laguna Wealth Advisors invest in?
At the end of its last fiscal year, Laguna Wealth Advisors’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 2% pooled vehicles (private funds and similar), 1% U.S. government and agency bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: Misch.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Laguna Wealth Advisors?
Laguna Wealth Advisors’ direct owner is John Labriola (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does Laguna Wealth Advisors get paid?
Laguna Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Laguna Wealth Advisors?
Its phone number is 949-464-4466. Its website is lagunawealth.com.