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John Hantz

Director at Hantz Financial Services

Investment adviser and broker registrationsSEC record checked 17 October 2026

40
Years in the industry
27
Years at the firm
1
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

John Hantz is Director of Hantz Financial Services, Inc., a Southfield investment adviser managing $10B. John Hantz has been registered through Hantz Financial Services since 20 April 1999, has 40 years in the industry across 1 firm and has passed 5 licensing exams.

Role at Hantz Financial Services

Title on Schedule A
Director
Control
John Hantz is a control person of Hantz Financial Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Hantz has held the filed role since August 1997.

The firm

Hantz Financial Services, Inc.
Southfield, MI

Form ADV filed 8 September 2026

$10B AUM24,070 clients333 advisers21 offices

Career on record

John Hantz has been registered through Hantz Financial Services since April 1999.

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Hantz Financial Services, Inc.Current
    – present · 27 years
    , · Adviser representative · Firm CRD 46047
  3. Passed Series 65 · 1999
  4. Hantz Financial Services, Inc.Current
    – present · 27 years
    Southfield, MI · Adviser representative and broker · Firm CRD 46047
  5. Passed Series 24 · 1989
  6. Passed Series 7 and Series 63 · 1986

Registrations and exams

John Hantz has a current investment-adviser registration in Michigan and Ohio and has passed 5 qualifying exams.

Michigan8 February 2011
Scope
Investment adviser representative
Status
Approved
Ohio9 August 1999
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6530 April 1999
Name
Uniform Investment Adviser Law Examination
Series 6326 February 1986
Name
Uniform Securities Agent State Law Examination
Series 246 July 1989
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 715 February 1986
Name
General Securities Representative Examination

Individual record

Full name
John Russell Hantz
CRD
1462066
Firm
Hantz Financial Services, Inc.
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Hantz work?

John Hantz has been Director of Hantz Financial Services, Inc. since August 1997, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 8 September 2026

Is John Hantz a financial advisor?

Yes. John Hantz has a current investment-adviser registration in Michigan and Ohio, through Hantz Financial Services since April 1999, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does John Hantz have?

John Hantz has worked in the financial industry for 40 years as of 17 October 2026, counted from 21 February 1986, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has John Hantz passed?

John Hantz has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and SIE. The earliest, the Series 7, was passed in February 1986.

Source: IAPD individual record, checked 17 October 2026

Leadership at Hantz Financial Services

Sources

  1. IAPD individual record, CRD 1462066. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Hantz Financial Services, Inc., filed 8 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Hantz or Hantz Financial Services, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.