Niva WealthLet’s talk

John Fath

Managing Partner at BTG Pactual Asset Management US

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Fath is Managing Partner of BTG Pactual Asset Management US , LLC, a New York investment adviser managing $30.1B. John Fath has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, SIE and Series 24.

Role at BTG Pactual Asset Management US

Title on Schedule A
Managing Partner
Control
John Fath is a control person of BTG Pactual Asset Management US .
Ownership
An individual ownership band is not available in the source record.
Tenure
John Fath has held the filed role since September 2008.

The firm

BTG Pactual Asset Management US , LLC
New York, NY

Form ADV filed 18 September 2026

$30.1B AUM616 clients108 advisers9 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2023
  2. Passed SIE · 2018
  3. Passed Series 63 · 1990
  4. Passed Series 7 · 1988

Registrations and exams

Broker registration; no current adviser registration. John Fath has passed 4 qualifying exams.

Examinations

Series 6315 March 1990
Name
Uniform Securities Agent State Law Examination
Series 242 January 2023
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 721 May 1988
Name
General Securities Representative Examination

Individual record

Full name
John Joseph Fath
CRD
1826000
Firm
BTG Pactual Asset Management US , LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does John Fath work?

John Fath has been Managing Partner of BTG Pactual Asset Management US , LLC since September 2008, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 September 2026

Does John Fath have a current investment-adviser registration?

John Fath has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Fath passed?

John Fath has passed 4 licensing exams: the Series 7, Series 63, SIE and Series 24. The earliest, the Series 7, was passed in May 1988.

Source: IAPD individual record, checked 17 October 2026

Leadership at BTG Pactual Asset Management US

Sources

  1. IAPD individual record, CRD 1826000. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of BTG Pactual Asset Management US , LLC, filed 18 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Fath or BTG Pactual Asset Management US , LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.